-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G90e1J1vl8rKMPfKmdaEVVd5HUPaovvtv7KghHuzUjaTcHz0ExAjJAvuyCOT0Js4 0COexaQubp1qtWH5MmmAmQ== 0001104659-07-009506.txt : 20070212 0001104659-07-009506.hdr.sgml : 20070212 20070212105152 ACCESSION NUMBER: 0001104659-07-009506 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070209 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 07600806 BUSINESS ADDRESS: STREET 1: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 225 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 8-K 1 a07-4110_18k.htm 8-K

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM 8-K


CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  February 9, 2007

MORNINGSTAR, INC.

(Exact name of registrant as specified in its charter)

Illinois

 

000-51280

 

36-3297908

(State or other jurisdiction

 

(Commission

 

(I.R.S. Employer

of incorporation)

 

File Number)

 

Identification No.)

 

225 West Wacker Drive

 

 

Chicago, Illinois

 

60606

(Address of principal executive offices)

 

(Zip Code)

 

(312) 696-6000

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o

(Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

(Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

(Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

(Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




Item 5.02.  Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 12, 2007, Morningstar, Inc. issued a press release announcing that on February 9, 2007 Frank Ptak, the president and chief executive officer of The Marmon Group of companies, was appointed to serve on its board of directors.  A copy of the press release is attached hereto as Exhibit 99.1.  The information set forth in Exhibit 99.1 is hereby incorporated by reference in Item 5.02.

Item 9.01.  Financial Statements and Exhibits.

Include the following information:

(d)

Exhibits:

 

 

Exhibit No.

 

Description

 

 

 

 

 

99.1

 

Press Release issued February 12, 2007.

 

 

2




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MORNINGSTAR, INC.

 

 

 

 

 

 

Date: February 12, 2007

By:

/s/ MARTHA DUSTIN BOUDOS

 

Name:

Martha Dustin Boudos

 

Title:

Chief Financial Officer

 

3




EXHIBIT INDEX

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release issued February 12, 2007.

 

4



EX-99.1 2 a07-4110_1ex99d1.htm EX-99.1

Exhibit 99.1

 

News Release

 

 

 

 

225 West Wacker Drive

 

Telephone:

+1 312 696-6000

 

 

Chicago

 

Facsimile:

+1 312 696-6009

 

 

Illinois 60606

 

 

 

 

Media Contact:

Margaret Kirch Cohen, 312-696-6383, margaret.cohen@morningstar.com

FOR IMMEDIATE RELEASE

Frank Ptak, President and CEO of The Marmon Group, Joins Morningstar’s Board of Directors

CHICAGO, Feb. 12, 2007—Morningstar, Inc. (NASDAQ: MORN), a leading provider of independent investment research, today announced that Frank S. Ptak, 63, has been appointed to serve on its board of directors.

Ptak has served as president and chief executive officer of The Marmon Group of companies since 2006. The Marmon Group is a diverse manufacturing and service organization comprising more than 125 independent businesses with combined revenues of approximately $7 billion. Since 2003, he has served on the board of directors for Marmon Holdings, Inc., whose holdings include companies within The Marmon Group.

Ptak brings more than 40 years of experience to Morningstar’s board. Before joining The Marmon Group, he was vice chairman of Illinois Tool Works, Inc. (ITW), a diversified manufacturer of industrial systems and components with $14 billion in revenue in 2006. Before joining the company in 1975, Ptak worked at Sara Lee Corp., Kemper Financial Services, Inc., and Arthur Young & Co. He previously served on the board of directors for Snap-on, Inc., General Growth Properties, Inc., Hon Industries, and Heller Financial, Inc.

“We’re pleased to welcome Frank as the seventh member of our board of directors,” said Joe Mansueto, chairman and chief executive officer of Morningstar. “I’ve long been a fan of both ITW and the Marmon companies. Both firms have grown significantly using a decentralized structure and have been successful in making acquisitions. Frank brings a wealth of knowledge and experience to Morningstar’s board.”

Ptak holds a bachelor’s degree in commerce from DePaul University and the certified public accountant (CPA) designation. He is a member of the board of directors and executive committee for Junior

1




Achievement of Chicago. Ptak is also a member of the DePaul University College of Commerce Advisory Council, Economic Club of Chicago, Executives’ Club of Chicago, and Commercial Club of Chicago.

Ptak has not yet been appointed to serve on any of Morningstar’s board committees. He is the father of Morningstar stock analyst Jeffrey Ptak.

About Morningstar, Inc.

Morningstar, Inc. is a leading provider of independent investment research in the United States and in major international markets. The company offers an extensive line of Internet, software, and print-based products and services for individuals, financial advisors, and institutions. Morningstar provides data on approximately 145,000 investment offerings, including stocks, mutual funds, and similar vehicles. The company has operations in 14 countries and minority ownership interests in companies in three other countries.

# # #

©2007 Morningstar Inc.  All rights reserved

2



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