0001062993-24-010727.txt : 20240517 0001062993-24-010727.hdr.sgml : 20240517 20240517201917 ACCESSION NUMBER: 0001062993-24-010727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Daniel Joseph CENTRAL INDEX KEY: 0001692166 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 24962132 MAIL ADDRESS: STREET 1: C/O MORNINGSTAR, INC. STREET 2: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-05-15 0001289419 Morningstar, Inc. MORN 0001692166 Dunn Daniel Joseph C/O MORNINGSTAR, INC. 22 W WASHINGTON ST CHICAGO IL 60602 0 1 0 0 Chief Revenue Officer 0 Common Stock (Restricted Stock Units) 2024-05-15 4 A 0 1160 0 A 14233 D Common Stock 2024-05-17 4 M 0 697 0 A 15269 D Common Stock 2024-05-17 4 F 0 652 297.26 D 14448 D Common Stock 2024-05-17 4 A 0 50 0 A 14827 D Market Stock Units 2024-05-17 4 M 0 697 D 2024-05-17 Common Stock 697 0 D Market Stock Units 2024-05-15 4 A 0 1740 0 A 2027-05-14 Common Stock 1740 1740 D Each restricted stock unit represents a contingent right to receive one share of Morningstar, Inc. common stock. The restricted stock units vest in four equal annual installments beginning May 15, 2025. Represents common stock earned from the vesting of a market stock unit grant on May 15, 2021. Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending May 14, 2024 in excess of target under the terms of a market stock unit grant on May 15, 2021. The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending May 14, 2027. /s/ Kathleen Peacock, by power of attorney 2024-05-17