0001062993-21-011132.txt : 20211118 0001062993-21-011132.hdr.sgml : 20211118 20211118155051 ACCESSION NUMBER: 0001062993-21-011132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211116 FILED AS OF DATE: 20211118 DATE AS OF CHANGE: 20211118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dunn Daniel Joseph CENTRAL INDEX KEY: 0001692166 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51280 FILM NUMBER: 211424279 MAIL ADDRESS: STREET 1: C/O MORNINGSTAR, INC. STREET 2: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Morningstar, Inc. CENTRAL INDEX KEY: 0001289419 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 363297908 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: 22 WEST WASHINGTON STREET CITY: CHICAGO STATE: IL ZIP: 60602 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-11-16 0001289419 Morningstar, Inc. MORN 0001692166 Dunn Daniel Joseph C/O MORNINGSTAR, INC. 22 W WASHINGTON ST CHICAGO IL 60602 0 1 0 0 Chief Revenue Officer Common Stock 2021-11-16 4 M 0 686 0 A 10296 D Common Stock 2021-11-16 4 A 0 343 0 A 10639 D Common Stock 2021-11-16 4 F 0 452 316.52 D 10187 D Market Stock Units 2021-11-16 4 M 0 686 D 2021-11-16 Common Stock 686 0 D Represents common stock earned from the vesting of a market stock unit grant on November 15, 2018. Represents additional common stock earned from achievement of cumulative total shareholder return for the three year performance period ending November 14, 2021 in excess of target under the terms of a market stock unit grant on November 15, 2018. /s/ Patrick Maloney, by power of attorney 2021-11-18