0001289340-11-000057.txt : 20111005
0001289340-11-000057.hdr.sgml : 20111005
20111005161248
ACCESSION NUMBER: 0001289340-11-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111003
FILED AS OF DATE: 20111005
DATE AS OF CHANGE: 20111005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duggan Samuel W II
CENTRAL INDEX KEY: 0001403049
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-50884
FILM NUMBER: 111126967
MAIL ADDRESS:
STREET 1: 7733 FORSYTH BLVD
STREET 2: STE 2300
CITY: ST. LOUIS
STATE: MO
ZIP: 63015
FORMER NAME:
FORMER CONFORMED NAME: Duggan Samuel M II
DATE OF NAME CHANGE: 20070613
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stereotaxis, Inc.
CENTRAL INDEX KEY: 0001289340
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 943120386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4320 FOREST PARK AVENUE
STREET 2: SUITE 100
CITY: ST.LOUIS
STATE: MO
ZIP: 63108
BUSINESS PHONE: 314-678-6100
MAIL ADDRESS:
STREET 1: 4320 FOREST PARK AVENUE
STREET 2: SUITE 100
CITY: ST.LOUIS
STATE: MO
ZIP: 63108
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-10-03
0001289340
Stereotaxis, Inc.
STXS
0001403049
Duggan Samuel W II
C/O STEREOTAXIS, INC.
4320 FOREST PARK AVENUE, SUITE 100
ST. LOUIS
MO
63108
0
1
0
0
Chief Financial Officer
Common Stock
2011-10-03
4
A
0
25000
1.04
A
25000
D
Stock Appreciation Rights
1.04
2011-10-03
4
A
0
175000
A
2012-10-03
2021-01-03
Common Stock
175000
175000
D
Grant to reporting person of restricted stock having a fair market value of $1.04 per share on the date of grant. The shares are subject to forfeiture if certain performance criteria are not achieved over time.
The stock appreciation rights vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.
Price is not applicable to acquisitions resulting from grants of stock appreciation rights.
/s/ Samuel W. Duggan
2011-10-05