0001209191-21-001144.txt : 20210105 0001209191-21-001144.hdr.sgml : 20210105 20210105163839 ACCESSION NUMBER: 0001209191-21-001144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaffer David M CENTRAL INDEX KEY: 0001577486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 21506328 MAIL ADDRESS: STREET 1: C/O ENERSYS STREET 2: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-31 0 0001289308 EnerSys ENS 0001577486 Shaffer David M 2366 BERNVILLE ROAD READING PA 19605 1 1 0 0 President & CEO Common Stock 2020-12-31 4 A 0 30.4658 0.00 A 220145.9943 D Common Stock 2020-12-31 4 A 0 6.3594 0.00 A 220152.3537 D Common Stock 2020-12-31 4 A 0 14.2538 0.00 A 220166.6075 D Common Stock 2020-12-31 4 A 0 24.8536 0.00 A 220191.461 D Common Stock 2020-12-31 4 A 0 31.2957 0.00 A 220222.7568 D Common Stock 2020-12-31 4 A 0 28.9393 0.00 A 220251.696 D Common Stock 2020-12-31 4 A 0 35.913 0.00 A 220287.609 D Common Stock 2020-12-31 4 A 0 43.9607 0.00 A 220331.5697 D Common Stock 2020-12-31 4 A 0 58.447 0.00 A 220390.0167 D These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on December 31, 2020 to stockholders of record as of December 18, 2020 (the "Dividend"), with respect to 18,441 PSUs granted to the reporting person on May 9, 2017, and adjusted for vesting on May 9, 2020 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,932 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 6,651 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 13,636 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 27,855 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Karen J. Yodis, by Power of Attorney 2021-01-05