0001209191-19-051298.txt : 20191001 0001209191-19-051298.hdr.sgml : 20191001 20191001162331 ACCESSION NUMBER: 0001209191-19-051298 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190927 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaffer David M CENTRAL INDEX KEY: 0001577486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 191129403 MAIL ADDRESS: STREET 1: C/O ENERSYS STREET 2: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-27 0 0001289308 EnerSys ENS 0001577486 Shaffer David M 2366 BERNVILLE ROAD READING PA 19605 1 1 0 0 President & CEO Common Stock 2019-09-27 4 A 0 49.4151 0.00 A 209343.9864 D Common Stock 2019-09-27 4 A 0 10.093 0.00 A 209354.0794 D Common Stock 2019-09-27 4 A 0 15.8855 0.00 A 209369.9649 D Common Stock 2019-09-27 4 A 0 49.9648 0.00 A 209419.9297 D Common Stock 2019-09-27 4 A 0 26.7098 0.00 A 209446.6395 D Common Stock 2019-09-27 4 A 0 31.0468 0.00 A 20947.6863 D Common Stock 2019-09-27 4 A 0 39.0943 0.00 A 209516.7806 D Common Stock 2019-09-27 4 A 0 48.2025 0.00 A 209564.9831 D Common Stock 2019-09-27 4 A 0 44.8621 0.00 A 209609.8453 D Common Stock 2019-09-27 4 A 0 54.9152 0.00 A 209664.7604 D These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to 24,021 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 3,689 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,863 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 18,441 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 9,977 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 11,597 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 14,603 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 18,182 RSUs granted to the reporting person on August 12, 2019. These RSUs will vest and are payable concurrent with the underlying RSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 16,922 PSUs granted to the reporting person on August 12, 2019. These PSUs will vest and are payable concurrent with the underlying PSUs. These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 20,714 PSUs granted to the reporting person on August 12, 2019. These PSUs will vest and are payable concurrent with the underlying PSUs. Karen J. Yodis, by Power of Attorney 2019-10-01