0001209191-19-046128.txt : 20190815
0001209191-19-046128.hdr.sgml : 20190815
20190815162106
ACCESSION NUMBER: 0001209191-19-046128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190812
FILED AS OF DATE: 20190815
DATE AS OF CHANGE: 20190815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shaffer David M
CENTRAL INDEX KEY: 0001577486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32253
FILM NUMBER: 191030515
MAIL ADDRESS:
STREET 1: C/O ENERSYS
STREET 2: 2366 BERNVILLE ROAD
CITY: READING
STATE: PA
ZIP: 19605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EnerSys
CENTRAL INDEX KEY: 0001289308
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063]
IRS NUMBER: 233058564
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2366 BERNVILLE ROAD
CITY: READING
STATE: PA
ZIP: 19605
BUSINESS PHONE: (610) 208-1600
MAIL ADDRESS:
STREET 1: 2366 BERNVILLE ROAD
CITY: READING
STATE: PA
ZIP: 19605
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-12
0
0001289308
EnerSys
ENS
0001577486
Shaffer David M
2366 BERNVILLE ROAD
READING
PA
19605
1
1
0
0
President & CEO
Common Stock
2019-08-12
4
A
0
18182
0.00
A
171658.5713
D
Common Stock
2019-08-12
4
A
0
16922
0.00
A
188580.5713
D
Common Stock
2019-08-12
4
A
0
20714
0.00
A
209294.5713
D
Stock Options
57.75
2019-08-12
4
A
0
68538
0.00
A
2029-08-12
Common Stock
68538
68538
D
These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances.
This grant was made after markets had closed.
These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%.
These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%.
The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances.
Karen J. Yodis, by Power of Attorney
2019-08-15