0001209191-17-031957.txt : 20170512 0001209191-17-031957.hdr.sgml : 20170512 20170512162704 ACCESSION NUMBER: 0001209191-17-031957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaffer David M CENTRAL INDEX KEY: 0001577486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32253 FILM NUMBER: 17839030 MAIL ADDRESS: STREET 1: C/O ENERSYS STREET 2: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-09 0 0001289308 EnerSys ENS 0001577486 Shaffer David M 2366 BERNVILLE ROAD READING PA 19605 1 1 0 0 President & CEO Common Stock 2017-05-09 4 A 0 18441 0.00 A 127330.6404 D Common Stock 2017-05-09 4 A 0 11727 0.00 A 139057.6404 D Stock Options 83.14 2017-05-09 4 A 0 40256 0.00 A 2027-05-09 Common Stock 40256 40256 D These shares were granted as performance share units and vest one hundred percent on May 9, 2020, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. This grant was made after markets had closed. These shares were granted as restricted stock units that vest twenty-five percent on each of May 9, 2018, May 9, 2019, May 9, 2020, and May 9, 2021, subject to acceleration or forfeiture in certain specified circumstances. The options vest in three equal annual installments beginning on May 9, 2018, subject to acceleration or forfeiture in certain specified circumstances. Karen J. Yodis, by Power of Attorney 2017-05-12