0001104659-17-069198.txt : 20171116 0001104659-17-069198.hdr.sgml : 20171116 20171116172752 ACCESSION NUMBER: 0001104659-17-069198 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171115 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penland Joe Sr CENTRAL INDEX KEY: 0001289130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38280 FILM NUMBER: 171208906 MAIL ADDRESS: STREET 1: 6550 TRAM ROAD CITY: BEAUMONT STATE: TX ZIP: 77713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBTX, Inc. CENTRAL INDEX KEY: 0001473844 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208339782 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 GREENWAY PLAZA, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: (713) 210-7600 MAIL ADDRESS: STREET 1: 9 GREENWAY PLAZA, SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: CBFH, Inc. DATE OF NAME CHANGE: 20091005 4 1 a4.xml 4 X0306 4 2017-11-15 0 0001473844 CBTX, Inc. CBTX 0001289130 Penland Joe Sr 9 GREENWAY PLAZA, SUITE 110 HOUSTON TX 77046 1 0 0 0 Common Stock 2017-11-15 4 A 0 3330 0.00 A 334694 D Common Stock 160000 I By Penland Foundation Common Stock 724636 I By Tram Road Partners LP Represents restricted shares of common stock, par value $0.01 per share, of the issuer that will vest in two equal annual installments beginning on November 15, 2018, subject to the reporting person's continued service as a director of the issuer on such dates. The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. The reporting person serves as trustee of Tram Road Partners LP. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Robert R. Franklin, Jr., attorney-in-fact 2017-11-16