0001104659-17-069198.txt : 20171116
0001104659-17-069198.hdr.sgml : 20171116
20171116172752
ACCESSION NUMBER: 0001104659-17-069198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171115
FILED AS OF DATE: 20171116
DATE AS OF CHANGE: 20171116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Penland Joe Sr
CENTRAL INDEX KEY: 0001289130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38280
FILM NUMBER: 171208906
MAIL ADDRESS:
STREET 1: 6550 TRAM ROAD
CITY: BEAUMONT
STATE: TX
ZIP: 77713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBTX, Inc.
CENTRAL INDEX KEY: 0001473844
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 208339782
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 GREENWAY PLAZA, SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: (713) 210-7600
MAIL ADDRESS:
STREET 1: 9 GREENWAY PLAZA, SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: CBFH, Inc.
DATE OF NAME CHANGE: 20091005
4
1
a4.xml
4
X0306
4
2017-11-15
0
0001473844
CBTX, Inc.
CBTX
0001289130
Penland Joe Sr
9 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
1
0
0
0
Common Stock
2017-11-15
4
A
0
3330
0.00
A
334694
D
Common Stock
160000
I
By Penland Foundation
Common Stock
724636
I
By Tram Road Partners LP
Represents restricted shares of common stock, par value $0.01 per share, of the issuer that will vest in two equal annual installments beginning on November 15, 2018, subject to the reporting person's continued service as a director of the issuer on such dates.
The reporting person serves as trustee of the Penland Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
The reporting person serves as trustee of Tram Road Partners LP. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Exchange Act or for any other purpose.
/s/ Robert R. Franklin, Jr., attorney-in-fact
2017-11-16