0001547903-19-000139.txt : 20191114 0001547903-19-000139.hdr.sgml : 20191114 20191114185621 ACCESSION NUMBER: 0001547903-19-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones James G CENTRAL INDEX KEY: 0001289111 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 191222009 MAIL ADDRESS: STREET 1: C/O NMI HOLDINGS, INC. STREET 2: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_157377576429181.xml FORM 4 X0306 4 2019-11-12 0 0001547903 NMI Holdings, Inc. NMIH 0001289111 Jones James G C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 1 0 0 0 Class A Common Shares, $0.01 par value per share 2019-11-12 4 S 0 2000 33.37 D 0 I By Jennie K. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee Class A Common Shares, $0.01 par value per share 2019-11-12 4 S 0 2000 33.4045 D 0 I By Jaime C. Jones Irrevocable Living Trust, of which the reporting person is the sole trustee Class A Common Shares, $0.01 par value per share 95548 D Class A Common Shares, $0.01 par value per share 57000 I By James G. Jones and Maria F. Jones Revocable Trust The common stock was sold by the reporting person in an open market transaction on the transaction date, each at a sale price of $33.37. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the sale. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.4045. The range of sale prices was $33.40 to $33.43. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 91,194 class A common shares and 4,354 unvested restricted stock units. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-11-14