Chief Compliance Officer/Chief Technology Officer

0001568158-13-000007.txt : 20131010 0001568158-13-000007.hdr.sgml : 20131010 20131010105406 ACCESSION NUMBER: 0001568158-13-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131010 DATE AS OF CHANGE: 20131010 EFFECTIVENESS DATE: 20131010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Steinberg Global Asset Management CENTRAL INDEX KEY: 0001288917 IRS NUMBER: 043173192 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10874 FILM NUMBER: 131144919 BUSINESS ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-750-0800 MAIL ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001288917 XXXXXXXX 09-30-2013 09-30-2013 Steinberg Global Asset Management

5100 TOWN CENTER CIRCLE TOWER II SUITE 150 BOCA RATON FL 33486

13F HOLDINGS REPORT 028-10874 N Lisa M Marsden Chief Compliance Officer/Chief Technology Officer 561.750.0800 Lisa M Marsden Boca Raton FL 10-10-2013 0 215 426870 false INFORMATION TABLE 2 SGAM13F_3Q13.xml 3M Company COM 88579Y101 447 3746 SH SOLE 3746 0 0 AT&T Inc. COM 00206R102 1162 34345 SH SOLE 34345 0 0 AbbVie Inc. COM 00287Y109 2976 66528 SH SOLE 66528 0 0 Abbott Labs COM 002824100 501 15100 SH SOLE 15100 0 0 Accenture PLC COM G1151C101 4623 62775 SH SOLE 62775 0 0 Altria Group Inc. COM 02209S103 3652 106328 SH SOLE 106328 0 0 Amazon.Com COM 023135106 757 2420 SH SOLE 2420 0 0 American Express Co COM 025816109 224 2965 SH SOLE 2965 0 0 American Int'l Group COM 026874784 9703 199520 SH SOLE 199520 0 0 Amgen Inc. COM 031162100 1395 12466 SH SOLE 12466 0 0 Annaly Mortgage Management COM 035710409 312 26910 SH SOLE 26910 0 0 Apple Computer Inc. COM 037833100 3168 6644 SH SOLE 6644 0 0 Archer Daniels Midland COM 039483102 219 5943 SH SOLE 5943 0 0 Arcos Dorados Holdings Inc COM G0457F107 1778 150000 SH SOLE 150000 0 0 BB&T Corporation COM 054937107 238 7050 SH SOLE 7050 0 0 BCE Inc New COM 05534B760 2916 68297 SH SOLE 68297 0 0 BP PLC ADR COM 055622104 505 12025 SH SOLE 12025 0 0 Bank Of America COM 060505104 353 25589 SH SOLE 25589 0 0 Bar Harbor Bankshares COM 066849100 269 7300 SH SOLE 7300 0 0 Berkshire Hathaway Cl A (100 S COM 084670108 1022 600 SH SOLE 600 0 0 Berkshire Hathaway Cl B COM 084670702 4225 37220 SH SOLE 37220 0 0 Biglari Holdings Inc. COM 08986R101 2004 4857 SH SOLE 4857 0 0 Boeing COM 097023105 821 6991 SH SOLE 6991 0 0 Bristol Myers Squibb COM 110122108 371 8016 SH SOLE 8016 0 0 Brookfield Asset Mgmt. Inc. COM 112585104 1007 26915 SH SOLE 26915 0 0 Brookline Bank COM 11373M107 272 28900 SH SOLE 28900 0 0 Bryn Mawr Bank Corp COM 117665109 275 10200 SH SOLE 10200 0 0 CME Group COM 12572Q105 328 4435 SH SOLE 4435 0 0 Canadian National Railway Co. COM 136375102 6732 66415 SH SOLE 66415 0 0 Capital Southwest Corp COM 140501107 331 9680 SH SOLE 9680 0 0 Carmax Inc. COM 143130102 1562 32231 SH SOLE 32231 0 0 Cerus Corp. COM 157085101 599 89200 SH SOLE 89200 0 0 Chesapeake Energy Corp. COM 165167107 10403 401952 SH SOLE 401952 0 0 Chevron Corp COM 166764100 5034 41429 SH SOLE 41429 0 0 Chimera Investment Corp COM 16934Q109 245 80575 SH SOLE 80575 0 0 Cisco Systems COM 17275R102 560 23901 SH SOLE 23901 0 0 Citigroup Inc. COM 172967424 372 7674 SH SOLE 7674 0 0 Coca Cola COM 191216100 2291 60477 SH SOLE 60477 0 0 Colgate Palmolive COM 194162103 534 9002 SH SOLE 9002 0 0 Companhia De Bebidas Das Ameri COM 20441W203 217 5650 SH SOLE 5650 0 0 Conocophillips COM 20825C104 3594 51704 SH SOLE 51704 0 0 Consolidated Edison Hldgs. COM 209115104 298 5408 SH SOLE 5408 0 0 Costco Wholesale Corp. COM 22160K105 660 5733 SH SOLE 5733 0 0 DB Commodity Index Tracking Fd COM 73935S105 234 9101 SH SOLE 9101 0 0 Diageo PLC COM 25243Q205 1287 10125 SH SOLE 10125 0 0 Direct TV COM 25490A309 643 10763 SH SOLE 10763 0 0 Discover Financial Services COM 254709108 8211 162460 SH SOLE 162460 0 0 Dominion Resources COM 25746U109 2921 46745 SH SOLE 46745 0 0 Dow Chemical COM 260543103 206 5365 SH SOLE 5365 0 0 Dow Jones Select Dividend Trus COM 464287168 4875 73484 SH SOLE 73484 0 0 Duke Energy COM 26441C204 3116 46662 SH SOLE 46662 0 0 Eaton Corporation COM 278058102 476 6915 SH SOLE 6915 0 0 Ebay Inc. COM 278642103 669 11997 SH SOLE 11997 0 0 Eli Lilly & Co COM 532457108 2808 55794 SH SOLE 55794 0 0 Energy Transfer Equity LP COM 29273V100 551 8380 SH SOLE 8380 0 0 Energy Transfer Partners LP COM 29273R109 317 6085 SH SOLE 6085 0 0 Enterprise Products Partners L COM 293792107 673 11025 SH SOLE 11025 0 0 Exxon Mobil Corp COM 30231G102 2294 26660 SH SOLE 26660 0 0 Facebook Inc. COM 30303M102 997 19850 SH SOLE 19850 0 0 Fairfax Financial Holdings Ltd COM 303901102 2967 7337 SH SOLE 7337 0 0 Fedex Corporation COM 31428X106 1111 9733 SH SOLE 9733 0 0 Fidelity Southern Corp. COM 316394105 468 30490 SH SOLE 30490 0 0 First American Financial Corpo COM 31847R102 288 11830 SH SOLE 11830 0 0 First Long Island Corp. COM 320734106 976 25112 SH SOLE 25112 0 0 First National Cmnty Bancorp D COM 32110M101 215 55000 SH SOLE 55000 0 0 Ford Motor Company COM 345370860 2917 172883 SH SOLE 172883 0 0 GT Advanced Technologies Inc. COM 36191U106 221 26000 SH SOLE 26000 0 0 General Electric COM 369604103 1795 75120 SH SOLE 75120 0 0 General Mills COM 370334104 431 8985 SH SOLE 8985 0 0 Genesee & Wyoming Cl A COM 371559105 836 8995 SH SOLE 8995 0 0 Glu Mobile Inc. COM 379890106 111 40000 SH SOLE 40000 0 0 Google Cl A COM 38259P508 415 474 SH SOLE 474 0 0 Greenlight Capital Re Ltd. COM G4095J109 463 16290 SH SOLE 16290 0 0 Halliburton Co. COM 406216101 346 7192 SH SOLE 7192 0 0 Hershey Foods Corp COM 427866108 379 4100 SH SOLE 4100 0 0 Hollyfrontier Corp. COM 436106108 894 21234 SH SOLE 21234 0 0 Home Depot COM 437076102 1694 22336 SH SOLE 22336 0 0 Honeywell Inc. COM 438516106 769 9257 SH SOLE 9257 0 0 I Shares S&P 500 Growth Index COM 464287309 14610 163493 SH SOLE 163493 0 0 IBM COM 459200101 3575 19308 SH SOLE 19308 0 0 IDenta Ltd. COM 451671101 5 5000000 SH SOLE 5000000 0 0 INTL FCStone Inc. COM 46116V105 1203 58837 SH SOLE 58837 0 0 IShares MSCI Hong Kong Index F COM 464286871 560 27950 SH SOLE 27950 0 0 IShares MSCI South Korea Fund COM 464286772 322 5230 SH SOLE 5230 0 0 IShares MSCI USA ESG Select So COM 464288802 233 3287 SH SOLE 3287 0 0 IShares S&P 500 Value Index COM 464287408 14179 181045 SH SOLE 181045 0 0 Intel Corp. COM 458140100 4053 176807 SH SOLE 176807 0 0 Itron Inc. COM 465741106 311 7272 SH SOLE 7272 0 0 J.P. Morgan Chase & Co. COM 46625H100 469 9082 SH SOLE 9082 0 0 JP Morgan Alerian MLP Index COM 46625H365 3808 85385 SH SOLE 85385 0 0 Jarden Corp COM 471109108 516 10667 SH SOLE 10667 0 0 Johnson & Johnson COM 478160104 4887 56370 SH SOLE 56370 0 0 Kimberly Clark COM 494368103 2974 31561 SH SOLE 31561 0 0 Kinder Morgan Energy LP COM 494550106 918 11504 SH SOLE 11504 0 0 Kinder Morgan Management, LLC. COM 49455U100 930 12412 SH SOLE 12412 0 0 Kinder Morgan Mgmt Fraction COM EKE55U103 1 1041268 SH SOLE 1041268 0 0 Kraft Foods Group COM 50076Q106 3005 57265 SH SOLE 57265 0 0 L Brands Inc. COM 501797104 254 4150 SH SOLE 4150 0 0 Lockheed Martin COM 539830109 2782 21811 SH SOLE 21811 0 0 Lowes Companies COM 548661107 380 7986 SH SOLE 7986 0 0 Lukoil Oil Co. Spon ADR COM 677862104 460 7236 SH SOLE 7236 0 0 MSCI Emerging Mkt Index Fund I COM 464287234 790 19392 SH SOLE 19392 0 0 Magellan Midstream Partners LP COM 559080106 813 14410 SH SOLE 14410 0 0 Marathon Petroleum Company COM 56585A102 1075 16719 SH SOLE 16719 0 0 MarkWest Energy Partners LP COM 570759100 459 6350 SH SOLE 6350 0 0 Markel Corp. COM 570535104 3324 6419 SH SOLE 6419 0 0 Mastercard Inc Cl A COM 57636Q104 1295 1925 SH SOLE 1925 0 0 Mcdonalds COM 580135101 357 3712 SH SOLE 3712 0 0 Merck & Co Inc. COM 58933Y105 1714 36006 SH SOLE 36006 0 0 Microsoft Corp COM 594918104 3877 116489 SH SOLE 116489 0 0 Mondelez International Inc COM 609207105 811 25795 SH SOLE 25795 0 0 NYSE Euronext COM 629491101 1635 38950 SH SOLE 38950 0 0 National-Oilwell Varco Inc. COM 637071101 4743 60723 SH SOLE 60723 0 0 Navios Maritime Holdings Inc COM Y62196103 298 41910 SH SOLE 41910 0 0 Nextera Energy Inc. COM 65339F101 210 2622 SH SOLE 2622 0 0 Norfolk Southern COM 655844108 310 4010 SH SOLE 4010 0 0 Novartis ADR COM 66987V109 6674 87000 SH SOLE 87000 0 0 Paychex Inc. COM 704326107 2972 73129 SH SOLE 73129 0 0 Pepsico Inc. COM 713448108 4999 62883 SH SOLE 62883 0 0 Pfizer Inc COM 717081103 3309 115185 SH SOLE 115185 0 0 Philip Morris Intl. COM 718172109 1762 20349 SH SOLE 20349 0 0 Plains All American Pipeline L COM 726503105 982 18650 SH SOLE 18650 0 0 Plum Creek Timber Co REIT COM 729251108 700 14937 SH SOLE 14937 0 0 Potash Corp. COM 73755L107 3092 98865 SH SOLE 98865 0 0 Procter Gamble COM 742718109 4516 59743 SH SOLE 59743 0 0 Qualcomm Inc. COM 747525103 244 3620 SH SOLE 3620 0 0 RPM Inc COM 749685103 206 5700 SH SOLE 5700 0 0 Realty Income Corp COM 756109104 843 21200 SH SOLE 21200 0 0 Royal Dutch Shell A ADRF COM 780259206 3594 54713 SH SOLE 54713 0 0 SPDR Gold Trust ETF COM 78463V107 809 6314 SH SOLE 6314 0 0 SPDR S&P 500 COM 78462F103 235 1397 SH SOLE 1397 0 0 SPDR S&P Dividend ETF COM 78464A763 13479 195511 SH SOLE 195511 0 0 Schwab International Equity ET COM 808524805 362 11925 SH SOLE 11925 0 0 Schwab US Broad Market ETF COM 808524102 928 22585 SH SOLE 22585 0 0 Schwab US Dividend Equity ETF COM 808524797 545 16198 SH SOLE 16198 0 0 Seaspan Corp. COM Y75638109 236 9660 SH SOLE 9660 0 0 Sherwin Williams Co. COM 824348106 354 1945 SH SOLE 1945 0 0 Short Dow 30 Proshares COM 74347R701 710 24580 SH SOLE 24580 0 0 Short S&P 500 Proshares COM 74347R503 14747 526480 SH SOLE 526480 0 0 Southern Company COM 842587107 2691 65353 SH SOLE 65353 0 0 Sumitomo Mitsui Financial Grou COM 86562M209 194 19960 SH SOLE 19960 0 0 Suncor Energy Inc. New COM 867224107 350 9771 SH SOLE 9771 0 0 Swisher Hygiene Inc. COM 870808102 95 156499 SH SOLE 156499 0 0 TJX Companies Inc. COM 872540109 930 16489 SH SOLE 16489 0 0 Teekay LNG Partners LP COM Y8564M105 386 8758 SH SOLE 8758 0 0 Teva Pharm Inds Ltd ADRF 1 COM 881624209 856 22651 SH SOLE 22651 0 0 Thermo Fisher Scientific COM 883556102 459 4980 SH SOLE 4980 0 0 Tim Hortons, Inc. COM 88706M103 433 7471 SH SOLE 7471 0 0 Unilever NV COM 904784709 335 8875 SH SOLE 8875 0 0 United Parcel Service COM 911312106 1122 12280 SH SOLE 12280 0 0 United Technologies Corp. COM 913017109 1284 11910 SH SOLE 11910 0 0 Urs Corp. COM 903236107 301 5595 SH SOLE 5595 0 0 Vanguard Dividend Appreciation COM 921908844 538 7728 SH SOLE 7728 0 0 Vanquard FTSE Emerging Markets COM 922042858 4182 104189 SH SOLE 104189 0 0 Verizon Communications COM 92343V104 3393 72689 SH SOLE 72689 0 0 Visa Inc. CL A COM 92826C839 405 2120 SH SOLE 2120 0 0 WPX Energy Inc. COM 98212B103 234 12138 SH SOLE 12138 0 0 Walgreen Company COM 931422109 1162 21607 SH SOLE 21607 0 0 Walmart Stores COM 931142103 307 4153 SH SOLE 4153 0 0 Walt Disney Corp. COM 254687106 314 4875 SH SOLE 4875 0 0 Wellpoint Health Networks Inc. COM 94973V107 319 3817 SH SOLE 3817 0 0 Wells Fargo & Co. COM 949746101 1308 31666 SH SOLE 31666 0 0 Yum Brands Inc. COM 988498101 671 9396 SH SOLE 9396 0 0 Zimmer Holdings Inc. COM 98956P102 237 2881 SH SOLE 2881 0 0 iShares Core S&P Mid-Cap ETF COM 464287507 9879 79577 SH SOLE 79577 0 0 iShares Core S&P Small-Cap ETF COM 464287804 10053 100735 SH SOLE 100735 0 0 iShares Dow Jones Intl Select COM 464288448 10802 297910 SH SOLE 297910 0 0 iShares MSCI Japan Index Fund COM 464286848 554 46505 SH SOLE 46505 0 0 Fairfax Financial Holdings Ltd CANADA 303901102 6510 16110 SH SOLE 16110 0 0 Sumitomo Mitsui Financial Grou JAPANESE 6563024 6037 125000 SH SOLE 125000 0 0 Alpine Global Premier Properti EQTYFDS 02083A103 72 10000 SH SOLE 10000 0 0 CREF Growth EQTYFDS CREFgrow8 288 2842 SH SOLE 2842 0 0 Gabelli Asset Fund EQTYFDS 362395105 209 3321 SH SOLE 3321 0 0 Harbor Int'l Fd EQTYFDS 411511306 300 4328 SH SOLE 4328 0 0 MFB Northern Intl Equity Index EQTYFDS 665130209 198 16599 SH SOLE 16599 0 0 Northern Stock Index Fund EQTYFDS 665162772 439 21032 SH SOLE 21032 0 0 Blackrock Enhanced Div. Achiev INCOME FUNDS 09251A104 137 18268 SH SOLE 18268 0 0 DWS NY Tax Free Income Fund-A INCOME FUNDS 23337H504 138 13142 SH SOLE 13142 0 0 Eaton Vance Senior Floating Ra INCOME FUNDS 27828Q105 373 24147 SH SOLE 24147 0 0 Franklin FL Tax Free Income Fu INCOME FUNDS 354723850 142 12974 SH SOLE 12974 0 0 Franklin NY Tax Free Income Fd INCOME FUNDS 354130106 287 25528 SH SOLE 25528 0 0 IShares Core Total US Bond Mkt INCOME FUNDS 464287226 9225 86054 SH SOLE 86054 0 0 Lord Abbett Short Duration Inc INCOME FUNDS 543916464 223 48854 SH SOLE 48854 0 0 Nuveen Floating Rate Income Op INCOME FUNDS 6706en100 489 39491 SH SOLE 39491 0 0 Pimco 1-5yr US TIPS Index Fund INCOME FUNDS 72201R205 555 10461 SH SOLE 10461 0 0 SPDR Barclays Capital High Yie INCOME FUNDS 78464A417 1080 27103 SH SOLE 27103 0 0 Schwab GNMA Fund Sel Shrs INCOME FUNDS 808517882 382 38048 SH SOLE 38048 0 0 Schwab US Aggregate Bond ETF INCOME FUNDS 808524839 238 4679 SH SOLE 4679 0 0 Strong Short Term Muni Bond Fu INCOME FUNDS 86335R105 303 30402 SH SOLE 30402 0 0 Vanguard S/T Corp Bond ETF INCOME FUNDS 92206C409 352 4424 SH SOLE 4424 0 0 iShares Barclays 1-3 Year Cred INCOME FUNDS 464288646 19821 188268 SH SOLE 188268 0 0 iShares Barclays TIPS Bond Fun INCOME FUNDS 464287176 519 4606 SH SOLE 4606 0 0 iShares CMBS Bond Fund INCOME FUNDS 46429B366 9371 181668 SH SOLE 181668 0 0 iShares Floating Rate Note ETF INCOME FUNDS 46429B655 18685 368681 SH SOLE 368681 0 0 iShares S&P NY AMT-Free Muni B INCOME FUNDS 464288323 247 2380 SH SOLE 2380 0 0 Bank Of America Corp Qtr Lib + PFD 060505625 461 25500 SH SOLE 25500 0 0 Bank Of America Corp Qtr Lib + PFD 060505633 384 21175 SH SOLE 21175 0 0 Citigroup Capital XVII 6.35% PFD 17311H209 473 19000 SH SOLE 19000 0 0 Comcast Corp. 5% Pfd. PFD 20030N606 550 25900 SH SOLE 25900 0 0 DTE Energy Co. PFD 233331602 1357 55150 SH SOLE 55150 0 0 Dominion Resources Inc. 8.375% PFD 25746U604 776 29800 SH SOLE 29800 0 0 Entergy Arkansas 5.75% Pfd. PFD 29364D779 1559 65517 SH SOLE 65517 0 0 Entergy Miss Inc Mtg Bd 6% Pfd PFD 29364N876 480 19151 SH SOLE 19151 0 0 Goldman Sachs Grp Libor +75bp PFD 38143Y665 448 22425 SH SOLE 22425 0 0 ING Group NV 7.05% Pfd. PFD 456837202 277 11200 SH SOLE 11200 0 0 IShares S&P Preferred Stock In PFD 464288687 10263 270081 SH SOLE 270081 0 0 Lehman Brothers Holdings 7.95% PFD 52520W317 0 35500 SH SOLE 35500 0 0 Morgan Stanley Cap Gtd PFD 617466206 711 30276 SH SOLE 30276 0 0 Nextera Energy Capital 5.7% Pf PFD 65339K605 981 46167 SH SOLE 46167 0 0 RBS Capital Fund Trust V 5.9% PFD 74928K208 214 10000 SH SOLE 10000 0 0 Raymond James Financial 6.9% P PFD 754730208 356 14133 SH SOLE 14133 0 0 SCE Trust I 5.625% Pfd PFD 78406T201 1085 52817 SH SOLE 52817 0 0 Stanley Black & Decker 5.75% P PFD 854502705 363 16500 SH SOLE 16500 0 0 Wells Fargo & Co 8% Pfd. PFD 949746879 498 17566 SH SOLE 17566 0 0 Wells Fargo & Co. Exp. 10/28/1 WARRT 949746119 250 17800 SH SOLE 17800 0 0