0001288847-19-000067.txt : 20190510 0001288847-19-000067.hdr.sgml : 20190510 20190510192424 ACCESSION NUMBER: 0001288847-19-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190508 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burkland Michael CENTRAL INDEX KEY: 0001604097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 19816492 MAIL ADDRESS: STREET 1: C/O FIVE9, INC. STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 4 1 wf-form4_155753064852973.xml FORM 4 X0306 4 2019-05-08 0 0001288847 Five9, Inc. FIVN 0001604097 Burkland Michael C/O FIVE9, INC. BISHOP RANCH 8, 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON CA 94583 1 0 0 0 Common Stock 2019-05-08 4 S 0 30660 50.35 D 646695 I By Trust Common Stock 2019-05-09 4 M 0 21350 4.84 A 101821 D Common Stock 2019-05-09 4 M 0 37324 8.13 A 139145 D Common Stock 2019-05-09 4 S 0 58674 50.05 D 80471 D Common Stock 2019-05-09 4 S 0 69340 49.78 D 577355 I By Trust Common Stock 2019-05-10 4 M 0 59415 8.13 A 139886 D Common Stock 2019-05-10 4 M 0 81911 9.48 A 221797 D Common Stock 2019-05-10 4 S 0 141326 49.96 D 80471 D Stock Option (right to buy) 4.84 2019-05-09 4 M 0 21350 0 D 2023-01-25 Common Stock 21350.0 28114 D Employee Stock Option (right to buy) 8.13 2019-05-09 4 M 0 37324 0 D 2026-03-09 Common Stock 37324.0 113790 D Employee Stock Option (right to buy) 8.13 2019-05-10 4 M 0 59415 0 D 2026-03-09 Common Stock 59415.0 54375 D Employee Stock Option (right to buy) 9.48 2019-05-10 4 M 0 81911 0 D 2023-11-22 Common Stock 81911.0 161011 D Mr. Burkland continues to hold 657,826 shares of Common Stock and RSUs, plus stock options to purchase 455,606 shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.99, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $50.22, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.56, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $50.37, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The option granted on January 25, 2013 is fully vested. The option vests in 48 equal monthly installments beginning on the one month anniversary of February 18, 2016. The option granted on November 22, 2013 is fully vested. /s/ David Hill, attorney-in-fact 2019-05-10