0001288847-17-000140.txt : 20171121
0001288847-17-000140.hdr.sgml : 20171121
20171121213907
ACCESSION NUMBER: 0001288847-17-000140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171120
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burkland Michael
CENTRAL INDEX KEY: 0001604097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36383
FILM NUMBER: 171218264
MAIL ADDRESS:
STREET 1: C/O FIVE9, INC.
STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five9, Inc.
CENTRAL INDEX KEY: 0001288847
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943394123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9252012000
MAIL ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: Five 9 Inc
DATE OF NAME CHANGE: 20040428
4
1
wf-form4_151131833339879.xml
FORM 4
X0306
4
2017-11-20
0
0001288847
Five9, Inc.
FIVN
0001604097
Burkland Michael
C/O FIVE9, INC. BISHOP RANCH 8, 4000
EXECUTIVE PARKWAY, SUITE 400
SAN RAMON
CA
94583
1
1
0
0
CEO, President and Chairman
Common Stock
2017-11-20
4
M
0
24000
0.12
A
667501
D
Common Stock
2017-11-20
4
S
0
24000
24.78
D
643501
D
Stock Option (right to buy)
0.12
2017-11-20
4
M
0
24000
0
D
2018-05-20
Common Stock
24000.0
120496
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $25.06, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Original option grant was for 1,981,496 shares. Option began vesting with respect to 25% of shares subject to the option one year after January 24, 2008, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter.
/s/ David Hill
2017-11-21