0001288847-17-000134.txt : 20171114 0001288847-17-000134.hdr.sgml : 20171114 20171114180428 ACCESSION NUMBER: 0001288847-17-000134 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171113 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burkland Michael CENTRAL INDEX KEY: 0001604097 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 171203344 MAIL ADDRESS: STREET 1: C/O FIVE9, INC. STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 4 1 wf-form4_151070065056213.xml FORM 4 X0306 4 2017-11-13 0 0001288847 Five9, Inc. FIVN 0001604097 Burkland Michael C/O FIVE9, INC. BISHOP RANCH 8, 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON CA 94583 1 1 0 0 CEO, President and Chairman Common Stock 2017-11-13 4 M 0 230660 0.52 A 1194161 D Common Stock 2017-11-13 4 S 0 230660 24.05 D 963501 D Common Stock 2017-11-13 4 M 0 49340 4.84 A 1012841 D Common Stock 2017-11-13 4 S 0 49340 24.05 D 963501 D Common Stock 2017-11-13 4 S 0 320000 24.05 D 643501 D Stock Option (right to buy) 0.52 2017-11-13 4 M 0 230660 0 D 2021-04-29 Common Stock 230660.0 0 D Stock Option (right to buy) 4.84 2017-11-13 4 M 0 49340 0 D 2023-01-25 Common Stock 49340.0 49464 D The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares. Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011. Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013. /s/ David Hill 2017-11-14