0001288847-17-000134.txt : 20171114
0001288847-17-000134.hdr.sgml : 20171114
20171114180428
ACCESSION NUMBER: 0001288847-17-000134
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171113
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burkland Michael
CENTRAL INDEX KEY: 0001604097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36383
FILM NUMBER: 171203344
MAIL ADDRESS:
STREET 1: C/O FIVE9, INC.
STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five9, Inc.
CENTRAL INDEX KEY: 0001288847
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943394123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9252012000
MAIL ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: Five 9 Inc
DATE OF NAME CHANGE: 20040428
4
1
wf-form4_151070065056213.xml
FORM 4
X0306
4
2017-11-13
0
0001288847
Five9, Inc.
FIVN
0001604097
Burkland Michael
C/O FIVE9, INC. BISHOP RANCH 8, 4000
EXECUTIVE PARKWAY, SUITE 400
SAN RAMON
CA
94583
1
1
0
0
CEO, President and Chairman
Common Stock
2017-11-13
4
M
0
230660
0.52
A
1194161
D
Common Stock
2017-11-13
4
S
0
230660
24.05
D
963501
D
Common Stock
2017-11-13
4
M
0
49340
4.84
A
1012841
D
Common Stock
2017-11-13
4
S
0
49340
24.05
D
963501
D
Common Stock
2017-11-13
4
S
0
320000
24.05
D
643501
D
Stock Option (right to buy)
0.52
2017-11-13
4
M
0
230660
0
D
2021-04-29
Common Stock
230660.0
0
D
Stock Option (right to buy)
4.84
2017-11-13
4
M
0
49340
0
D
2023-01-25
Common Stock
49340.0
49464
D
The reported sales were made in connection with Mr. Burkland's health-related transition from CEO and President to Executive Chairman of Five9. Mr. Burkland continues to hold 643,501 shares of common stock and RSUs, plus stock options to purchase 1,292,983 shares.
Option began vesting in 48 substantially equal monthly installments beginning February 1, 2011.
Option began vesting in 48 substantially equal monthly installments beginning February 25, 2013.
/s/ David Hill
2017-11-14