0001288847-17-000052.txt : 20170313 0001288847-17-000052.hdr.sgml : 20170313 20170313205244 ACCESSION NUMBER: 0001288847-17-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Five9, Inc. CENTRAL INDEX KEY: 0001288847 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 943394123 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 9252012000 MAIL ADDRESS: STREET 1: 4000 EXECUTIVE PKWY. STREET 2: SUITE 400 CITY: SAN RAMON STATE: CA ZIP: 94583 FORMER COMPANY: FORMER CONFORMED NAME: Five 9 Inc DATE OF NAME CHANGE: 20040428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burkland Daniel P. CENTRAL INDEX KEY: 0001604052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36383 FILM NUMBER: 17686766 MAIL ADDRESS: STREET 1: C/O FIVE9, INC. STREET 2: 4000 EXECUTIVE PARKWAY, SUITE 400 CITY: SAN RAMMON STATE: CA ZIP: 94583 4 1 wf-form4_148945274922545.xml FORM 4 X0306 4 2017-03-10 0 0001288847 Five9, Inc. FIVN 0001604052 Burkland Daniel P. C/O FIVE9, INC., BISHOP RANCH 8 4000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON CA 94583 0 1 0 0 See Remarks Common Stock 2017-03-10 4 S 0 3544 16.28 D 180998 D Common Stock 2017-03-13 4 M 0 80000 0.28 A 260998 D Common Stock 2017-03-13 4 S 0 80000 16.36 D 180998 D Employee Stock Option (right to buy) 0.28 2017-03-13 4 M 0 80000 0 D 2019-12-15 Common Stock 80000.0 141901 D The reported sales were to cover taxes upon the vesting of restricted stock units. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.22 to $16.30, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.31 to $16.52, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Original option grant was for 376,901 shares. Option began vesting with respect to 25% of shares subject to the option one year after December 15, 2009, and with respect to the remaining 75% of the shares subject to the option in 36 equal monthly installments thereafter. EVP Global Sales and Services /s/ David Hill, attorney-in-fact 2017-03-13