0001288847-16-000096.txt : 20160810
0001288847-16-000096.hdr.sgml : 20160810
20160810185025
ACCESSION NUMBER: 0001288847-16-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160808
FILED AS OF DATE: 20160810
DATE AS OF CHANGE: 20160810
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Five9, Inc.
CENTRAL INDEX KEY: 0001288847
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 943394123
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
BUSINESS PHONE: 9252012000
MAIL ADDRESS:
STREET 1: 4000 EXECUTIVE PKWY.
STREET 2: SUITE 400
CITY: SAN RAMON
STATE: CA
ZIP: 94583
FORMER COMPANY:
FORMER CONFORMED NAME: Five 9 Inc
DATE OF NAME CHANGE: 20040428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Welsh David S.
CENTRAL INDEX KEY: 0001603743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36383
FILM NUMBER: 161822586
MAIL ADDRESS:
STREET 1: C/O ADAMS STREET PARTNERS, LLC
STREET 2: ONE NORTH WACKER DR., SUITE 2200
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
wf-form4_147086941298112.xml
FORM 4
X0306
4
2016-08-08
0
0001288847
Five9, Inc.
FIVN
0001603743
Welsh David S.
C/O ADAMS STREET PARTNERS LLC
ONE NORTH WACKER DRIVE SUITE 2200
CHICAGO
IL
60606
1
0
1
0
Common Stock
2016-08-08
4
S
0
13043
13.62
D
54130
D
Common Stock
2016-08-09
4
S
0
6119
13.58
D
36721
D
Common Stock
2016-08-08
4
S
0
648486
13.25
D
1936335
I
See Footnote
Common Stock
2016-08-08
4
S
0
560895
13.25
D
1674794
I
See Footnote
Common Stock
2016-08-08
4
S
0
318618
13.25
D
951373
I
See Footnote
Common Stock
2016-08-08
4
S
0
272001
13.25
D
812175
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.61 to $13.65, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reported shares are owned directly by David Welsh, who is a partner of Adams Street Partners, LLC ("ASP"). ASP is the managing member of the general partner of Adams Street 2008 Direct Fund, LP ("AS 2008"), Adams Street 2009 Direct Fund, LP ("AS 2009"), Adams Street 2010 Direct Fund, LP ("AS 2010") and the managing member of the general partner of the general partner of Adams Street 2011 Direct Fund LP ("AS 2011") (such funds collectively, the "Funds"). By agreement with the Funds, Mr. Welsh is deemed to hold the shares for the benefit of the Funds. Mr. Welsh disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.57 to $13.58, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reported securities are owned directly by AS 2008 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2008. The securities owned by AS 2008 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
The reported securities are owned directly by AS 2009 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2009. The securities owned by AS 2009 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
The reported securities are owned directly by AS 2010 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2010. The securities owned by AS 2010 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
The reported securities are owned directly by AS 2011 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2011. The securities owned by AS 2011 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
/s/ Barry Zwarenstein
2016-08-10