0001752724-23-295166.txt : 20231228
0001752724-23-295166.hdr.sgml : 20231228
20231228094935
ACCESSION NUMBER: 0001752724-23-295166
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231031
FILED AS OF DATE: 20231228
DATE AS OF CHANGE: 20231228
PERIOD START: 20231031
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Clough Global Dividend & Income Fund
CENTRAL INDEX KEY: 0001288795
ORGANIZATION NAME:
IRS NUMBER: 201048784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21583
FILM NUMBER: 231519852
BUSINESS ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: SUITE 1850
CITY: DENVER
STATE: CO
ZIP: 80290
BUSINESS PHONE: 855-425-6844
MAIL ADDRESS:
STREET 1: 1700 BROADWAY
STREET 2: SUITE 1850
CITY: DENVER
STATE: CO
ZIP: 80290
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Dividend & Income Fund
DATE OF NAME CHANGE: 20160805
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Global Allocation Fund
DATE OF NAME CHANGE: 20040624
FORMER COMPANY:
FORMER CONFORMED NAME: Clough Global Opportunities Fund
DATE OF NAME CHANGE: 20040428
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001288795
XXXXXXXX
CLOUGH GLOBAL DIVIDEND AND INCOME FUND
811-21583
0001288795
5493001GFY6TW0CYCT15
1700 Broadway Suite 1850
Denver
80290
3032264150
Clough Global Dividend and Income Fund
5493001GFY6TW0CYCT15
2023-10-31
2023-10-31
N
103294852.48
29631663.31
73663189.17
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
16000000.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
6.35000000
USD
N
Clough Global Dividend and Income Fund
GLV
Chesapeake Energy Corp
X2MT1W32SPAZ9WSKLE78
Chesapeake Energy Corp
165167735
16460.00000000
NS
USD
1416876.80000000
1.923452970153
Long
EC
CORP
US
N
1
N
N
N
Prudential Financial Inc
5PRBRS5FEH7NREC8OR45
Prudential Financial Inc
744320102
3300.00000000
NS
USD
301752.00000000
0.409637436825
Long
EC
CORP
US
N
1
N
N
N
AERCAP GLOBAL AVIATION T
635400FBSV8LXXNRV758
AERCAP GLOBAL AER 6 1/2 06/15/45
00773HAA5
840000.00000000
PA
USD
824927.46000000
1.119863895786
Long
DBT
CORP
US
Y
2
2045-06-15
Floating
6.50000160
N
N
N
N
N
N
Texas Instruments Inc
WDJNR2L6D8RWOEB8T652
Texas Instruments Inc
882508104
5600.00000000
NS
USD
795256.00000000
1.079583994340
Long
EC
CORP
US
N
1
N
N
N
Consumer Staples Select Sector
549300Z52QUV3UXHLA68
Consumer Staples Select Sector
81369Y308
-10300.00000000
NS
USD
-698958.00000000
-0.94885655627
Short
EC
RF
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Banco Bilbao Vizcaya ArgentinaTRS
N/A
1.00000000
NC
USD
-205086.32000000
-0.27841086207
N/A
DE
CORP
US
N
2
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Banco Bilbao Vizcaya Argentina
Banco Bilbao Vizcaya Argentina
Y
Underlying Performance
2024-10-02
0.00000000
USD
0.00000000
USD
-118014.11
USD
-87072.22000000
N
N
N
US AIRWAYS 2012-2A PTT
N/A
US AIR 2012-2A AAL 4 5/8 06/03/25
90345WAD6
611761.44000000
PA
USD
582695.98000000
0.791027359208
Long
DBT
CORP
US
N
2
2025-06-03
Fixed
4.62500000
N
N
N
N
N
N
Lowe's Cos Inc
WAFCR4OKGSC504WU3E95
Lowe's Cos Inc
548661107
1520.00000000
NS
USD
289666.40000000
0.393230870484
Long
EC
CORP
US
N
1
N
N
N
APPLE INC
HWUPKR0MPOU8FGXBT394
APPLE INC AAPL 3.45 05/06/24
037833AS9
1000000.00000000
PA
USD
989752.36000000
1.343618666462
Long
DBT
CORP
US
N
2
2024-05-06
Fixed
3.45000000
N
N
N
N
N
N
Societe Generale SA
O2RNE8IBXP4R0TD8PU41
Societe Generale SA
N/A
-5689.00000000
NS
-127283.02000000
-0.17279053681
Short
EC
CORP
FR
N
1
N
N
N
Autoliv Inc
A23RUXWKASG834LTMK28
Autoliv Inc
052800109
14250.00000000
NS
USD
1306012.50000000
1.772951340711
Long
EC
CORP
US
N
1
N
N
N
Brunswick Corp/DE
YM4O38W15AX4YLLQKU27
Brunswick Corp/DE
117043109
-10500.00000000
NS
USD
-729435.00000000
-0.99023000255
Short
EC
CORP
US
N
1
N
N
N
PepsiCo Inc
FJSUNZKFNQ5YPJ5OT455
PepsiCo Inc
713448108
5540.00000000
NS
USD
904571.20000000
1.227982673832
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc
FR5LCKFTG8054YNNRU85
AbbVie Inc
00287Y109
2850.00000000
NS
USD
402363.00000000
0.546219902414
Long
EC
CORP
US
N
1
N
N
N
Vale SA
254900SMTWBX7RU2SR20
Vale SA
91912E105
86800.00000000
NS
USD
1190028.00000000
1.615498885411
Long
EC
CORP
BR
N
1
N
N
N
PulteGroup Inc
N/A
PulteGroup Inc
745867101
8100.00000000
NS
USD
596079.00000000
0.809195212312
Long
EC
CORP
US
N
1
N
N
N
Procter & Gamble Co/The
2572IBTT8CCZW6AU4141
Procter & Gamble Co/The
742718109
13000.00000000
NS
USD
1950390.00000000
2.647713222813
Long
EC
CORP
US
N
1
N
N
N
Duke Energy Corp
I1BZKREC126H0VB1BL91
Duke Energy Corp
26441C204
10400.00000000
NS
USD
924456.00000000
1.254976889293
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corp
9DJT3UXIJIZJI4WXO774
Bank of America Corp
060505104
24000.00000000
NS
USD
632160.00000000
0.858176257534
Long
EC
CORP
US
N
1
N
N
N
TENET HEALTHCARE CORP
0W9AIBT6U6ADJ2I8HK17
TENET HEALTHCARE THC 6 1/8 10/01/28
88033GDK3
900000.00000000
PA
USD
835542.00000000
1.134273453830
Long
DBT
CORP
US
N
2
2028-10-01
Fixed
6.12500000
N
N
N
N
N
N
PULTEGROUP INC
N/A
PULTEGROUP INC PHM 5 01/15/27
745867AX9
500000.00000000
PA
USD
486124.45000000
0.659928595920
Long
DBT
CORP
US
N
2
2027-01-15
Fixed
5.00000000
N
N
N
N
N
N
General Dynamics Corp
9C1X8XOOTYY2FNYTVH06
General Dynamics Corp
369550108
10060.00000000
NS
USD
2427578.60000000
3.295511132972
Long
EC
CORP
US
N
1
N
N
N
Samsung Electronics Co Ltd
9884007ER46L6N7EI764
Samsung Electronics Co Ltd
N/A
19534.00000000
NS
967624.01000000
1.313578764241
Long
EC
CORP
KR
N
1
N
N
N
Home Depot Inc/The
QEKMOTMBBKA8I816DO57
Home Depot Inc/The
437076102
7498.00000000
NS
USD
2134605.62000000
2.897791480455
Long
EC
CORP
US
N
1
N
N
N
Lam Research Corp
549300I4GMO6D34U1T02
Lam Research Corp
512807108
2795.00000000
NS
USD
1644074.90000000
2.231881240175
Long
EC
CORP
US
N
1
N
N
N
Exelon Corp
3SOUA6IRML7435B56G12
Exelon Corp
30161N101
29500.00000000
NS
USD
1148730.00000000
1.559435605413
Long
EC
CORP
US
N
1
N
N
N
MELCO RESORTS FINANCE
5493000FQDBWKDBZEF60
MELCO RESORTS MPEL 5 3/4 07/21/28
58547DAE9
250000.00000000
PA
USD
212406.67000000
0.288348457884
Long
DBT
CORP
KY
Y
2
2028-07-21
Fixed
5.75000000
N
N
N
N
N
N
NGL ENRGY OP/FIN CORP
N/A
NGL EN OP/FIN NGL 7 1/2 02/01/26
62922LAA6
940000.00000000
PA
USD
918437.34000000
1.246806376900
Long
DBT
CORP
US
Y
2
2026-02-01
Fixed
7.50000000
N
N
N
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
VERIZON COMMUNICATIONS INC
92343V104
11000.00000000
NS
USD
386430.00000000
0.524590374587
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
18550.00000000
NS
USD
1313711.00000000
1.783402286545
Long
EC
CORP
US
N
1
N
N
N
JPMorgan Chase & Co
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Co
46625H100
10700.00000000
NS
USD
1487942.00000000
2.019926121534
Long
EC
CORP
US
N
1
N
N
N
Simon Property Group Inc
529900GQL5X8H7AO3T64
Simon Property Group Inc
828806109
4800.00000000
NS
USD
527472.00000000
0.716059141537
Long
EC
CORP
US
N
1
N
N
N
Comcast Corp
51M0QTTNCGUN7KFCFZ59
Comcast Corp
20030N101
42200.00000000
NS
USD
1742438.00000000
2.365412113747
Long
EC
CORP
US
N
1
N
N
N
VICI Properties Inc
254900RKH6RY9KCJQH63
VICI Properties Inc
925652109
16500.00000000
NS
USD
460350.00000000
0.624939003031
Long
EC
CORP
US
N
1
N
N
N
Asbury Automotive Group Inc
549300JH4DTA7U42GL91
Asbury Automotive Group Inc
043436104
-4280.00000000
NS
USD
-819063.60000000
-1.11190352906
Short
EC
CORP
US
N
1
N
N
N
RTX Corp
I07WOS4YJ0N7YRFE7309
Raytheon Technologies Corp
75513E101
12600.00000000
NS
USD
1025514.00000000
1.392166170858
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
13795.00000000
NS
USD
4664227.45000000
6.331829374419
Long
EC
CORP
US
N
1
N
N
N
GABELLI EQUITY TRUST
54930036JZVAIXXFZV64
GABELLI EQUITY TRUST, 5.00% SERIES K PFD STOCK
362397846
21200.00000000
NS
USD
448168.00000000
0.608401570784
Long
EP
CORP
US
N
1
N
N
N
Accenture PLC
5493000EWHDSR3MZWH98
Accenture PLC
G1151C101
3097.00000000
NS
USD
920087.73000000
1.249046831079
Long
EC
CORP
IE
N
1
N
N
N
Group 1 Automotive Inc
549300US8QAZJLWYAF63
Group 1 Automotive Inc
398905109
-1590.00000000
NS
USD
-401204.70000000
-0.54464747524
Short
EC
CORP
US
N
1
N
N
N
TRINITY CAPITAL INC/MD
549300YGT4SBRQYDVU48
TRINITY CAPITAL 7.00% 01/16/25 PFD STOCK
896442506
22400.00000000
NS
USD
565600.00000000
0.767819050970
Long
EP
CORP
US
N
1
N
N
N
HDFC Bank Ltd
335800ZQ6I4E2JXENC50
HDFC Bank Ltd
40415F101
15500.00000000
NS
USD
876525.00000000
1.189909111832
Long
EC
CORP
IN
N
1
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
52400.00000000
NS
USD
806960.00000000
1.095472527177
Long
EC
CORP
US
N
1
N
N
N
Small Business Administration
N/A
SBAP 2008-20L 1 SBAP 2008-20L 1
83162CSE4
21657.51000000
PA
USD
21423.07000000
0.029082463359
Long
ABS-MBS
USGA
US
N
2
2028-12-01
Fixed
6.22000000
N
N
N
N
N
N
Cisco Systems Inc/Delaware
549300LKFJ962MZ46593
Cisco Systems Inc/Delaware
17275R102
51900.00000000
NS
USD
2705547.00000000
3.672861615801
Long
EC
CORP
US
N
1
N
N
N
Meritage Homes Corp
52990044W9UMFJO2FB97
Meritage Homes Corp
59001A102
1700.00000000
NS
USD
193834.00000000
0.263135498454
Long
EC
CORP
US
N
1
N
N
N
Apple Inc
HWUPKR0MPOU8FGXBT394
Apple Inc
037833100
13880.00000000
NS
USD
2370287.60000000
3.217736873338
Long
EC
CORP
US
N
1
N
N
N
DR Horton Inc
529900ZIUEYVSB8QDD25
DR Horton Inc
23331A109
5300.00000000
NS
USD
553320.00000000
0.751148580769
Long
EC
CORP
US
N
1
N
N
N
Amgen Inc
62QBXGPJ34PQ72Z12S66
Amgen Inc
031162100
2282.00000000
NS
USD
583507.40000000
0.792128886319
Long
EC
CORP
US
N
1
N
N
N
O-I Glass Inc
N/A
O-I Glass Inc
67098H104
-30400.00000000
NS
USD
-469680.00000000
-0.63760475929
Short
EC
CORP
US
N
1
N
N
N
HERTZ CORP/THE
549300PD0C69OJ0NLB27
HERTZ CORP/THE HTZ 4 5/8 12/01/26
428040DA4
390000.00000000
PA
USD
327045.84000000
0.443974587151
Long
DBT
CORP
US
Y
2
2026-12-01
Fixed
4.62500000
N
N
N
N
N
N
AutoNation Inc
N/A
AutoNation Inc
05329W102
-6800.00000000
NS
USD
-884544.00000000
-1.20079514607
Short
EC
CORP
US
N
1
N
N
N
Encompass Health Corp
549300FVRPM9DRQZRG64
Encompass Health Corp
29261A100
15300.00000000
NS
USD
957168.00000000
1.299384415452
Long
EC
CORP
US
N
1
N
N
N
CARNIVAL CORP
F1OF2ZSX47CR0BCWA982
CARNIVAL CORP CCL 7 5/8 03/01/26
143658BL5
1220000.00000000
PA
USD
1187282.86000000
1.611772275104
Long
DBT
CORP
PA
Y
2
2026-03-01
Fixed
7.62500000
N
N
N
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
12007.00000000
NS
USD
1781118.38000000
2.417921895683
Long
EC
CORP
US
N
1
N
N
N
Ferguson PLC
213800DU1LGY3R2S2X42
Ferguson PLC
G3421J106
12295.00000000
NS
USD
1846709.00000000
2.506963139673
Long
EC
CORP
JE
N
1
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
Medtronic PLC
G5960L103
26000.00000000
NS
USD
1834560.00000000
2.490470505921
Long
EC
CORP
IE
N
1
N
N
N
TRANSOCEAN INC
DOL4HJ22ADYSIWES4H94
TRANSOCEAN INC RIG 8 02/01/27
893830BL2
1720000.00000000
PA
USD
1615957.20000000
2.193710614769
Long
DBT
CORP
KY
Y
2
2027-02-01
Fixed
8.00000000
N
N
N
N
N
N
IBM
VGRQXHF3J8VDLUA7XE92
International Business Machine
459200101
-13620.00000000
NS
USD
-1969996.80000000
-2.67433004489
Short
EC
CORP
US
N
1
N
N
N
TRANSDIGM INC
88Q84GB3X55CF5OC7582
TRANSDIGM INC TDG 5 1/2 11/15/27
893647BL0
880000.00000000
PA
USD
820128.76000000
1.113349515871
Long
DBT
CORP
US
N
2
2027-11-15
Fixed
5.50000000
N
N
N
N
N
N
BlackRock Liquidity Funds T-Fu
5493002L9DNZ83RX7V61
BLACKROCK LIQUIDITY FUNDS T-FUND (INST SHS)
09248U718
1788387.54000000
NS
USD
1788387.54000000
2.427789999524
Long
STIV
RF
US
N
1
N
N
N
Honeywell International Inc
ISRPG12PN4EIEOEMW547
Honeywell International Inc
438516106
-1300.00000000
NS
USD
-238238.00000000
-0.32341526708
Short
EC
CORP
US
N
1
N
N
N
Johnson Controls International
549300XQ6S1GYKGBL205
Johnson Controls International
G51502105
6700.00000000
NS
USD
328434.00000000
0.445859056199
Long
EC
CORP
IE
N
1
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
3 Month SOFR Opt Dec23C 12/15/2023
N/A
-3200.00000000
NC
USD
-20000.00000000
-0.02715060293
N/A
DIR
CORP
US
N
1
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Call
Written
The Options Clearing Corp
OTHER
2500.00000000
98.00000000
USD
2023-12-15
XXXX
496486.00000000
N
N
N
Lockheed Martin Corp
DPRBOZP0K5RM2YE8UU08
Lockheed Martin Corp
539830109
815.00000000
NS
USD
370531.60000000
0.503007817303
Long
EC
CORP
US
N
1
N
N
N
ICICI Bank Ltd
R7RX8ER1V4666J8D1I38
ICICI Bank Ltd
45104G104
33900.00000000
NS
USD
752241.00000000
1.021189835080
Long
EC
CORP
IN
N
1
N
N
N
Sanofi SA
549300E9PC51EN656011
Sanofi
80105N105
13200.00000000
NS
USD
597300.00000000
0.810852756621
Long
EC
CORP
FR
N
1
N
N
N
Lithia Motors Inc
SE8N1EZEHPZQBCBVKD53
Lithia Motors Inc
536797103
-1480.00000000
NS
USD
-358470.80000000
-0.48663491771
Short
EC
CORP
US
N
1
N
N
N
Dow Inc
5493003S21INSLK2IP73
Dow Inc
260557103
31200.00000000
NS
USD
1508208.00000000
2.047437827487
Long
EC
CORP
US
N
1
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
16020.00000000
NS
USD
1645254.00000000
2.233481903971
Long
EC
CORP
US
N
1
N
N
N
Airbus SE
MINO79WLOO247M1IL051
Airbus SE
N/A
19794.00000000
NS
2644813.00000000
3.590413379871
Long
EC
CORP
NL
N
1
N
N
N
International Paper Co
824LMFJDH41EY779Q875
International Paper Co
460146103
18600.00000000
NS
USD
627378.00000000
0.851684548373
Long
EC
CORP
US
N
1
N
N
N
Select Medical Holdings Corp
N/A
Select Medical Holdings Corp
81619Q105
32700.00000000
NS
USD
743271.00000000
1.009012789664
Long
EC
CORP
US
N
1
N
N
N
Chevron Corp
N/A
Chevron Corp
166764100
8300.00000000
NS
USD
1209559.00000000
1.642012806706
Long
EC
CORP
US
N
1
N
N
N
US AIRWAYS 2013-1A PTT
N/A
US AIR 2013-1A AAL 3.95 11/15/25
90346WAA1
411017.64000000
PA
USD
388011.17000000
0.526736860529
Long
DBT
CORP
US
N
2
2025-11-15
Fixed
3.95000000
N
N
N
N
N
N
Zimmer Biomet Holdings Inc
2P2YLDVPES3BXQ1FRB91
Zimmer Biomet Holdings Inc
98956P102
8780.00000000
NS
USD
916719.80000000
1.244474764572
Long
EC
CORP
US
N
1
N
N
N
Intesa Sanpaolo SpA
2W8N8UU78PMDQKZENC08
Intesa Sanpaolo SpA
N/A
-69163.00000000
NS
-179770.09000000
-0.24404331664
Short
EC
CORP
IT
N
1
N
N
N
United Parcel Service Inc
D01LMJZU09ULLNCY6Z23
United Parcel Service Inc
911312106
2200.00000000
NS
USD
310750.00000000
0.421852493085
Long
EC
CORP
US
N
1
N
N
N
Exxon Mobil Corp
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corp
30231G102
15300.00000000
NS
USD
1619505.00000000
2.198526860223
Long
EC
CORP
US
N
1
N
N
N
Wynn Resorts Ltd
254900CEKKWIHTEAB172
Wynn Resorts Ltd
983134107
14210.00000000
NS
USD
1247353.80000000
1.693320387095
Long
EC
CORP
US
N
1
N
N
N
Coca-Cola Co/The
UWJKFUJFZ02DKWI3RY53
Coca-Cola Co/The
191216100
24850.00000000
NS
USD
1403776.50000000
1.905668917972
Long
EC
CORP
US
N
1
N
N
N
American Airlines Group Inc
N/A
American Airlines Group Inc
02376R102
-14600.00000000
NS
USD
-162790.00000000
-0.22099233258
Short
EC
CORP
US
N
1
N
N
N
Illinois Tool Works Inc
76NA4I14SZCFAYMNSV04
Illinois Tool Works Inc
452308109
1793.00000000
NS
USD
401847.16000000
0.545519634063
Long
EC
CORP
US
N
1
N
N
N
Jacobs Solutions Inc
N/A
Jacobs Solutions Inc
46982L108
-2200.00000000
NS
USD
-293260.00000000
-0.39810929081
Short
EC
CORP
US
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare Inc
40412C101
3230.00000000
NS
USD
730432.20000000
0.991583731617
Long
EC
CORP
US
N
1
N
N
N
Starbucks Corp
OQSJ1DU9TAOC51A47K68
Starbucks Corp
855244109
15600.00000000
NS
USD
1438944.00000000
1.953409859406
Long
EC
CORP
US
N
1
N
N
N
AVIS BUDGET CAR/FINANCE
N/A
AVIS BUDGET CAR CAR 5 3/4 07/15/27
053773BE6
450000.00000000
PA
USD
414104.22000000
0.562158962523
Long
DBT
CORP
US
Y
2
2027-07-15
Fixed
5.75000000
N
N
N
N
N
N
Credit Agricole SA
969500TJ5KRTCJQWXH05
Credit Agricole SA
N/A
-28071.00000000
NS
-337948.60000000
-0.45877541253
Short
EC
CORP
FR
N
1
N
N
N
BNP Paribas SA
R0MUWSFPU8MPRO8K5P83
BNP Paribas SA
N/A
-5439.00000000
NS
-312439.35000000
-0.42414583663
Short
EC
CORP
FR
N
1
N
N
N
BlackRock Capital Allocation T
5493007LDARS47M53X11
Blackrock Capital Allocation T
09260U109
13900.00000000
NS
USD
194322.00000000
0.263797973166
Long
EC
RF
US
N
1
N
N
N
Deutsche Bank AG
7LTWFZYICNSX8D621K86
Deutsche Bank AG
D18190898
-98400.00000000
NS
USD
-1083384.00000000
-1.47072644044
Short
EC
CORP
DE
N
1
N
N
N
Northrop Grumman Corp
RIMU48P07456QXSO0R61
Northrop Grumman Corp
666807102
3187.00000000
NS
USD
1502447.41000000
2.039617652899
Long
EC
CORP
US
N
1
N
N
N
UNITED AIR 2020-1 B PTT
N/A
UNTD AIR 20-1 B UAL 4 7/8 01/15/26
90932VAA3
352640.00000000
PA
USD
338180.67000000
0.459090454554
Long
DBT
CORP
US
N
2
2026-01-15
Fixed
4.87500000
N
N
N
N
N
N
UniCredit SpA
549300TRUWO2CD2G5692
UniCredit SpA
N/A
-11616.00000000
NS
-290372.35000000
-0.39418921889
Short
EC
CORP
IT
N
1
N
N
N
Chicago Mercantile Exchange
SNZ2OJLFK8MNNCLQOF39
3 Month SOFR Opt Dec23C 12/15/2023
N/A
3200.00000000
NC
USD
20000.00000000
0.027150602933
N/A
DIR
CORP
US
N
1
MORGAN STANLEY
IGJSJL3JD5P30I6NJZ34
Call
Purchased
The Options Clearing Corp
OTHER
2500.00000000
97.00000000
USD
2023-12-15
XXXX
-1331731.76000000
N
N
N
YETI Holdings Inc
549300DSQICIGNT5GO63
YETI Holdings Inc
98585X104
-10200.00000000
NS
USD
-433704.00000000
-0.58876625474
Short
EC
CORP
US
N
1
N
N
N
McDonald's Corp
UE2136O97NLB5BYP9H04
McDonald's Corp
580135101
8367.00000000
NS
USD
2193576.39000000
2.977846078504
Long
EC
CORP
US
N
1
N
N
N
Gilead Sciences Inc
549300WTZWR07K8MNV44
Gilead Sciences Inc
375558103
6300.00000000
NS
USD
494802.00000000
0.671708631645
Long
EC
CORP
US
N
1
N
N
N
Rockwell Automation Inc
VH3R4HHBHH12O0EXZJ88
Rockwell Automation Inc
773903109
-900.00000000
NS
USD
-236529.00000000
-0.32109524806
Short
EC
CORP
US
N
1
N
N
N
Hawaiian Electric Industries I
JJ8FWOCWCV22X7GUPJ23
Hawaiian Electric Industries I
419870100
35900.00000000
NS
USD
465982.00000000
0.632584612817
Long
EC
CORP
US
N
1
N
N
N
Harley-Davidson Inc
ZDNAWZWXIKMWI51R2A08
Harley-Davidson Inc
412822108
-26800.00000000
NS
USD
-719580.00000000
-0.97685154295
Short
EC
CORP
US
N
1
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
1475.00000000
NS
USD
1241020.75000000
1.684723080799
Long
EC
CORP
US
N
1
N
N
N
BYD Co Ltd
5299005557VL7ULJ7A69
BYD Co Ltd
N/A
26000.00000000
NS
788779.91000000
1.070792506932
Long
EC
CORP
CN
N
1
N
N
N
Charles Schwab Corp/The
549300VSGCJ7E698NM85
Charles Schwab Corp/The
808513105
10400.00000000
NS
USD
541216.00000000
0.734717035873
Long
EC
CORP
US
N
1
N
N
N
Starwood Property Trust Inc
BUGSFQZERKRBFWIG5267
Starwood Property Trust Inc
85571B105
28600.00000000
NS
USD
507650.00000000
0.689150178969
Long
EC
CORP
US
N
1
N
N
N
AMETEK Inc
549300WZDEF9KKE40E98
AMETEK Inc
031100100
-1800.00000000
NS
USD
-253386.00000000
-0.34397913375
Short
EC
CORP
US
N
1
N
N
N
Cross Country Healthcare Inc
54930037L0NBIPZ5S663
Cross Country Healthcare Inc
227483104
-12500.00000000
NS
USD
-289500.00000000
-0.39300497746
Short
EC
CORP
US
N
1
N
N
N
SK Hynix Inc
988400XAIK6XISWQV045
SK Hynix Inc
N/A
11796.00000000
NS
1015789.72000000
1.378965167603
Long
EC
CORP
KR
N
1
N
N
N
TRINITY CAPITAL INC/MD
549300YGT4SBRQYDVU48
TRINITY CAPITAL TRIN 4 3/8 08/24/26
896442AG5
500000.00000000
PA
USD
454178.55000000
0.616561073607
Long
DBT
CORP
US
N
2
2026-08-24
Fixed
4.37500000
N
N
N
N
N
N
Freeport-McMoRan Inc
549300IRDTHJQ1PVET45
Freeport-McMoRan Inc
35671D857
16100.00000000
NS
USD
543858.00000000
0.738303630521
Long
EC
CORP
US
N
1
N
N
N
General Mills Inc
2TGYMUGI08PO8X8L6150
General Mills Inc
370334104
11700.00000000
NS
USD
763308.00000000
1.036213621213
Long
EC
CORP
US
N
1
N
N
N
2023-11-30
CLOUGH GLOBAL DIVIDEND AND INCOME FUND
Jill Kerschen
Jill Kerschen
Treasurer