0001288469-23-000047.txt : 20230207
0001288469-23-000047.hdr.sgml : 20230207
20230207214509
ACCESSION NUMBER: 0001288469-23-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230203
FILED AS OF DATE: 20230207
DATE AS OF CHANGE: 20230207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kwong Connie H.
CENTRAL INDEX KEY: 0001666994
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 23596870
MAIL ADDRESS:
STREET 1: C/O MAXLINEAR, INC.
STREET 2: 5966 LA PLACE COURT, SUITE 100
CITY: CARLSBAD
STATE: CA
ZIP: 92008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR, INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: MAXLINEAR INC
DATE OF NAME CHANGE: 20040423
4
1
wf-form4_167582429626050.xml
FORM 4
X0306
4
2023-02-03
0
0001288469
MAXLINEAR, INC
MXL
0001666994
Kwong Connie H.
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
0
1
0
0
Corporate Controller & PAO
Common Stock
2023-02-03
4
A
0
3601
0
A
33887
D
Common Stock
2023-02-06
4
F
0
2112
38.87
D
31775
D
Common Stock
2023-02-06
4
A
0
1906
0
A
33681
D
Common Stock
2023-02-06
4
F
0
992
38.87
D
32689
D
Common Stock
2023-02-06
4
A
0
1271
0
A
33960
D
Common Stock
2023-02-06
4
F
0
667
38.87
D
33293
D
Common Stock
2023-02-06
4
A
0
378
0
A
33671
D
Common Stock
2023-02-06
4
F
0
198
38.87
D
33473
D
Common Stock
2023-02-06
4
A
0
252
0
A
33725
D
Common Stock
2023-02-06
4
F
0
132
38.87
D
33593
D
Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023.
On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.
Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.
Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.
/s/ Connie Kwong
2023-02-07