0001288469-22-000046.txt : 20220208 0001288469-22-000046.hdr.sgml : 20220208 20220208173544 ACCESSION NUMBER: 0001288469-22-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220204 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDDY MADHUKAR CENTRAL INDEX KEY: 0001478343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 22602991 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT RD, SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 141896129 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-692-0711 MAIL ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 wf-form4_164435972747093.xml FORM 4 X0306 4 2022-02-04 0 0001288469 MAXLINEAR INC MXL 0001478343 REDDY MADHUKAR C/O MAXLINEAR, INC. 5966 LA PLACE COURT, SUITE 100 CARLSBAD CA 92008 0 1 0 0 VP, Central Engineering Common Stock 2022-02-04 4 A 0 5900 0 A 416301 D Common Stock 2022-02-04 4 A 0 9117 0 A 425418 D Common Stock 2022-02-04 4 F 0 3266 62.15 D 422152 D Common Stock 2022-02-04 4 A 0 6077 0 A 428229 D Common Stock 2022-02-04 4 F 0 2101 62.15 D 426128 D Common Stock 2022-02-04 4 A 0 16195 0 A 442323 D Common Stock 2022-02-04 4 F 0 7895 62.15 D 434428 D Common Stock 2022-02-04 4 A 0 10797 0 A 445225 D Common Stock 2022-02-04 4 F 0 5353 62.15 D 439872 D Common Stock 2022-02-04 4 A 0 2514 0 A 442386 D Common Stock 2022-02-04 4 F 0 1246 62.15 D 441140 D Common Stock 2022-02-04 4 A 0 1676 0 A 442816 D Common Stock 2022-02-04 4 F 0 830 62.15 D 441986 D Common Stock 32069 I See footnote Common Stock 32069 I See footnote Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 22, 2020 until the earliest of (i) January 1, 2027; (ii) the date of termination of the executive officer's service to the Company; or (iii) a qualifying change in control. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. /s/ Connie Kwong, as Attorney-in-Fact 2022-02-08