0001288469-22-000045.txt : 20220208 0001288469-22-000045.hdr.sgml : 20220208 20220208173525 ACCESSION NUMBER: 0001288469-22-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220204 FILED AS OF DATE: 20220208 DATE AS OF CHANGE: 20220208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOUGHEED JAMES CENTRAL INDEX KEY: 0001642366 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 22602989 MAIL ADDRESS: STREET 1: 48720 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 141896129 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-692-0711 MAIL ADDRESS: STREET 1: 5966 LA PLACE CT. CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 wf-form4_164435971003454.xml FORM 4 X0306 4 2022-02-04 0 0001288469 MAXLINEAR INC MXL 0001642366 LOUGHEED JAMES C/O MAXLINEAR, INC. 5966 LA PLACE COURT, SUITE 100 CARLSBAD CA 92008 0 1 0 0 See Remarks Common Stock 2022-02-04 4 A 0 3921 0 A 96929 D Common Stock 2022-02-04 4 A 0 6077 0 A 103006 D Common Stock 2022-02-04 4 F 0 2216 62.15 D 100790 D Common Stock 2022-02-04 4 A 0 4052 0 A 104842 D Common Stock 2022-02-04 4 F 0 1401 62.15 D 103441 D Common Stock 2022-02-04 4 A 0 10797 0 A 114238 D Common Stock 2022-02-04 4 F 0 4458 62.15 D 109780 D Common Stock 2022-02-04 4 A 0 7197 0 A 116977 D Common Stock 2022-02-04 4 F 0 3568 62.15 D 113409 D Common Stock 2022-02-04 4 A 0 2011 0 A 115420 D Common Stock 2022-02-04 4 F 0 997 62.15 D 114423 D Common Stock 2022-02-04 4 A 0 1341 0 A 115764 D Common Stock 2022-02-04 4 F 0 664 62.15 D 115100 D Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2020 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Vice President, Marketing, High Performance Analog /s/ Connie Kwong, as Attorney-in-Fact 2022-02-08