0001288469-22-000045.txt : 20220208
0001288469-22-000045.hdr.sgml : 20220208
20220208173525
ACCESSION NUMBER: 0001288469-22-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220204
FILED AS OF DATE: 20220208
DATE AS OF CHANGE: 20220208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOUGHEED JAMES
CENTRAL INDEX KEY: 0001642366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 22602989
MAIL ADDRESS:
STREET 1: 48720 KATO ROAD
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
wf-form4_164435971003454.xml
FORM 4
X0306
4
2022-02-04
0
0001288469
MAXLINEAR INC
MXL
0001642366
LOUGHEED JAMES
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
0
1
0
0
See Remarks
Common Stock
2022-02-04
4
A
0
3921
0
A
96929
D
Common Stock
2022-02-04
4
A
0
6077
0
A
103006
D
Common Stock
2022-02-04
4
F
0
2216
62.15
D
100790
D
Common Stock
2022-02-04
4
A
0
4052
0
A
104842
D
Common Stock
2022-02-04
4
F
0
1401
62.15
D
103441
D
Common Stock
2022-02-04
4
A
0
10797
0
A
114238
D
Common Stock
2022-02-04
4
F
0
4458
62.15
D
109780
D
Common Stock
2022-02-04
4
A
0
7197
0
A
116977
D
Common Stock
2022-02-04
4
F
0
3568
62.15
D
113409
D
Common Stock
2022-02-04
4
A
0
2011
0
A
115420
D
Common Stock
2022-02-04
4
F
0
997
62.15
D
114423
D
Common Stock
2022-02-04
4
A
0
1341
0
A
115764
D
Common Stock
2022-02-04
4
F
0
664
62.15
D
115100
D
Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2020 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.
Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.
Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.
Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.
Vice President, Marketing, High Performance Analog
/s/ Connie Kwong, as Attorney-in-Fact
2022-02-08