0001288469-21-000108.txt : 20210507
0001288469-21-000108.hdr.sgml : 20210507
20210507175614
ACCESSION NUMBER: 0001288469-21-000108
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210505
FILED AS OF DATE: 20210507
DATE AS OF CHANGE: 20210507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOUGHEED JAMES
CENTRAL INDEX KEY: 0001642366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34666
FILM NUMBER: 21904320
MAIL ADDRESS:
STREET 1: 48720 KATO ROAD
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAXLINEAR INC
CENTRAL INDEX KEY: 0001288469
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 141896129
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-692-0711
MAIL ADDRESS:
STREET 1: 5966 LA PLACE CT.
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
wf-form4_162042454821394.xml
FORM 4
X0306
4
2021-05-05
0
0001288469
MAXLINEAR INC
MXL
0001642366
LOUGHEED JAMES
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100
CARLSBAD
CA
92008
0
1
0
0
See Remarks
Common Stock
2021-05-05
4
M
0
4828
21.02
A
84535
D
Common Stock
2021-05-05
4
M
0
148
13.03
A
84683
D
Common Stock
2021-05-05
4
S
0
4976
36
D
79707
D
Common Stock
2021-05-07
4
M
0
10000
13.03
A
89707
D
Common Stock
2021-05-07
4
S
0
10000
36
D
79707
D
Stock Option (right to buy)
21.02
2021-05-05
4
M
0
4828
0
D
2021-09-17
Common Stock
4828.0
0
D
Stock Option (right to buy)
13.03
2021-05-05
4
M
0
148
0
D
2022-09-14
Common Stock
148.0
12531
D
Stock Option (right to buy)
13.03
2021-05-07
4
M
0
10000
0
D
2022-09-14
Common Stock
10000.0
2531
D
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.
Vice President, Marketing, High Performance Analog
/s/ Connie Kwong, as Attorney-in-Fact
2021-05-07