0001193125-12-463660.txt : 20121109 0001193125-12-463660.hdr.sgml : 20121109 20121109171541 ACCESSION NUMBER: 0001193125-12-463660 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121106 ITEM INFORMATION: Other Events FILED AS OF DATE: 20121109 DATE AS OF CHANGE: 20121109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MAXLINEAR INC CENTRAL INDEX KEY: 0001288469 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34666 FILM NUMBER: 121194607 BUSINESS ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 BUSINESS PHONE: 760-710-3060 MAIL ADDRESS: STREET 1: 2051 PALOMAR AIRPORT ROAD STREET 2: SUITE 100 CITY: CARLSBAD STATE: CA ZIP: 92011 8-K 1 d437936d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 6, 2012

 

 

MaxLinear, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-34666   14-1896129

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification No.)

2051 Palomar Airport Road, Suite 100, Carlsbad, California 92011

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (760) 692-0711

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01. Other Events.

On November 6, 2012, we received favorable closure of our remaining US Export Compliance related matter, having received a warning letter from the Bureau of Industry and Security, or BIS, of the U.S. Department of Commerce relating to the voluntary disclosures we made earlier this year concerning export compliance matters. The letter indicated that BIS was closing the matter with the issuance of the warning letter, subject to our continued compliance with applicable export control regulations.

As a result of the warning letter, during the fourth quarter of 2012, we intend to reverse a remaining accrual of $250,000 relating to potential fines and penalties arising from our voluntary disclosures.

 

-2-

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: November 9, 2012     MAXLINEAR, INC.
    (Registrant)
    By:  

/s/ Adam C. Spice

      Adam C. Spice
      Vice President and Chief Financial Officer