0001214659-23-011571.txt : 20230821
0001214659-23-011571.hdr.sgml : 20230821
20230821171821
ACCESSION NUMBER: 0001214659-23-011571
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230817
FILED AS OF DATE: 20230821
DATE AS OF CHANGE: 20230821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU JOHN D
CENTRAL INDEX KEY: 0001288449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Investments, LLC
CENTRAL INDEX KEY: 0001455952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190031
BUSINESS ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-989-2700
MAIL ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: Essex Equity Capital Management, LLC
DATE OF NAME CHANGE: 20090210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Capital Management, LLC
CENTRAL INDEX KEY: 0001501573
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190030
BUSINESS ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: ROOM 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-989-2700
MAIL ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: ROOM 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ER Reservoir LLC
CENTRAL INDEX KEY: 0001875478
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190032
BUSINESS ADDRESS:
STREET 1: C/O RICHMOND HILL INVESTMENTS
STREET 2: 375 HUDSON STREET, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 646-737-9290
MAIL ADDRESS:
STREET 1: C/O RICHMOND HILL INVESTMENTS
STREET 2: 375 HUDSON STREET, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESSEX EQUITY HOLDINGS, LLC
CENTRAL INDEX KEY: 0001667008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190029
BUSINESS ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: ROOM 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-989-2700
MAIL ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: ROOM 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taylor Ryan P.
CENTRAL INDEX KEY: 0001501578
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 231190028
MAIL ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: ROOM 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Reservoir Media, Inc.
CENTRAL INDEX KEY: 0001824403
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 200 VARICK STREET, SUITE 801A
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-675-0541
MAIL ADDRESS:
STREET 1: 200 VARICK STREET, SUITE 801A
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Roth CH Acquisition II Co
DATE OF NAME CHANGE: 20200911
4
1
marketforms-62266.xml
PRIMARY DOCUMENT
X0508
4
2023-08-17
0001824403
Reservoir Media, Inc.
RSVR
0001875478
ER Reservoir LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0001455952
Richmond Hill Investments, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0001501573
Richmond Hill Capital Management, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0001667008
ESSEX EQUITY HOLDINGS, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0001501578
Taylor Ryan P.
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0001288449
LIU JOHN D
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
true
false
0
Common stock, $0.0001 par value
2023-08-17
4
A
false
14953
0
A
15717
I
See Footnote
Common stock, $0.0001 par value
2023-08-17
4
A
false
934
5.35
A
16651
I
See Footnote
Common stock, $0.0001 par value
13620418
D
The Shares being reported represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2024, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date.
Represents Deferred Stock Units ("DSUs") awarded under the Plan to Ryan P. Taylor. Each DSU is the economic equivalent of one share of Issuer's Common Stock. The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date").
The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.
Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.
The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.
The amount of securities shown in this row is owned directly by the Fund. As a manager of the Fund, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of 9,874,803 of the Issuer's securities held by the Fund. As a manager of the Fund, Richmond Hill Investment Co., LP (the "RHIC Manager") may be deemed to be a beneficial owner of 3,745,615 of the Issuer's securities held by the Fund. As the general partner of the RHIC Manager, Richmond Hill Capital Management, LLC (the "General Partner") may be deemed to be a beneficial owner of 3,745,615 of the Issuer's securities held by the Fund. As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of 9,874,803 of the Issuer's securities held by the Fund. As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of 9,874,803 of the Issuer's securities held by the Fund. (continued in footnote 7)
(continued from footnote 6) As the manager of the General Partner, Ryan P. Taylor may be deemed to be a beneficial owner of 3,745,615 of the Issuer's securities held by the Fund. The amount of securities shown in this row also reflects a transfer of 27,625 shares of Common Stock received upon the settlement of RSUs and DSUs that Mr. Taylor directed to be transferred to the account of ER Reservoir LLC due to his position as the manager of the general partner of a manager of the Fund. Each of the RHI Manager, the RHIC Manager, the General Partner, the EEH Manager, Mr. Liu and Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its or his respective pecuniary interest therein.
/s/ Ryan P. Taylor, as Managing Director of ER Reservoir LLC
2023-08-21
/s/ John D. Liu, as Manager of Essex Equity Holdings, LLC
2023-08-21
/s/ Ryan P. Taylor, as Manager of Richmond Hill Capital Management, LLC
2023-08-21
/s/ John D. Liu, as Manager of Essex Equity Holdings, LLC
2023-08-21
/s/ Ryan P. Taylor
2023-08-21
/s/ John D. Liu
2023-08-21