0001214659-22-008552.txt : 20220701
0001214659-22-008552.hdr.sgml : 20220701
20220701160757
ACCESSION NUMBER: 0001214659-22-008552
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220629
FILED AS OF DATE: 20220701
DATE AS OF CHANGE: 20220701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU JOHN D
CENTRAL INDEX KEY: 0001288449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221061436
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richmond Hill Investments, LLC
CENTRAL INDEX KEY: 0001455952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221061438
BUSINESS ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-905-3540
MAIL ADDRESS:
STREET 1: 381 PARK AVENUE SOUTH
STREET 2: SUITE 1101
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER NAME:
FORMER CONFORMED NAME: Essex Equity Capital Management, LLC
DATE OF NAME CHANGE: 20090210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Taylor Ryan P.
CENTRAL INDEX KEY: 0001501578
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221061435
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Essex Equity Joint Investment Vehicle, LLC
CENTRAL INDEX KEY: 0001534789
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1210
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221061439
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-989-2700
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESSEX EQUITY HOLDINGS, LLC
CENTRAL INDEX KEY: 0001667008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39795
FILM NUMBER: 221061437
BUSINESS ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-989-2700
MAIL ADDRESS:
STREET 1: 375 HUDSON STREET
STREET 2: 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Reservoir Media, Inc.
CENTRAL INDEX KEY: 0001824403
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 000000000
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 75 VARICK STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 212-675-0541
MAIL ADDRESS:
STREET 1: 75 VARICK STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: Roth CH Acquisition II Co
DATE OF NAME CHANGE: 20200911
4
1
marketforms-56600.xml
PRIMARY DOCUMENT
X0306
4
2022-06-29
0001824403
Reservoir Media, Inc.
RSVR
0001534789
Essex Equity Joint Investment Vehicle, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
false
true
May be deemed a 10% owner
0001455952
Richmond Hill Investments, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
false
true
May be deemed a 10% owner
0001667008
ESSEX EQUITY HOLDINGS, LLC
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
false
true
May be deemed a 10% owner
0001288449
LIU JOHN D
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
false
true
May be deemed a 10% owner
0001501578
Taylor Ryan P.
C/O RICHMOND HILL INVESTMENT CO., LP
381 PARK AVENUE SOUTH, SUITE 1101
NEW YORK
NY
10016
false
false
false
true
May be deemed a 10% owner
Common Stock, $0.0001 par value
2022-06-29
4
P
false
92413
6.5983
A
401498
D
Common Stock, $0.001 par value
2022-06-30
4
P
false
17078
6.4877
A
418576
D
The 92,413 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.10 to $6.74 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
The Reporting Persons listed on this Form 4 may be deemed members of a group holding equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such group.
The Reporting Persons listed on this Form 4 may be deemed members of a group with Richmond Hill Capital Partners, LP and certain of its affiliates (collectively, the "RH Entities"), which are separately filing a Form 4 with respect to equity securities of the Issuer on the date hereof, and with ER Reservoir LLC and certain of its affiliates (collectively, the "ER Entities"), which have previously filed a Form 3 with respect to equity securities of the Issuer. The filing of this Form 4 shall not be deemed to be an admission that the Reporting Persons are members of such a group with any of the RH Entities or the ER Entities and the Reporting Persons disclaim beneficial ownership of any securities beneficially owned by the RH Entities and the ER Entities, except to the extent of their pecuniary interests therein.
The amount of securities shown in this row is owned directly by Essex Equity Joint Investment Vehicle, LLC ("Essex"). Ryan P. Taylor owns an equity interest in an entity that may be deemed to have a pecuniary interest in the Shares owned by Essex and therefore may be deemed to be a beneficial owner of the Shares owned by Essex. Mr. Taylor disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.
As the manager of Essex, Richmond Hill Investments, LLC (the "RHI Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The RHI Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act, or otherwise, except to the extent of its pecuniary interest therein.
As the manager of the RHI Manager, Essex Equity Holdings, LLC (the "EEH Manager") may be deemed to be a beneficial owner of the Issuer's securities held by Essex. The EEH Manager disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of its pecuniary interest therein.
As the manager of the EEH Manager, John D. Liu may be deemed to be a beneficial owner of the Issuer's securities held by Essex. Mr. Liu disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Exchange Act or otherwise, except to the extent of his pecuniary interest therein.
The 17,078 Shares reported on this Form 4 were purchased in multiple trades at prices ranging from $6.39 to $6.50 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.
/s/ John D. Liu, as Authorized Signatory for Essex Equity Joint Investment Vehicle, LLC
2022-07-01
/s/ John D. Liu, as Authorized Signatory for Richmond Hill Investments, LLC
2022-07-01
/s/ John D. Liu, as Authorized Signatory for Essex Equity Holdings, LLC
2022-07-01
/s/ John D. Liu
2022-07-01
/s/ Ryan P. Taylor
2022-07-01