0001752724-23-236058.txt : 20231025
0001752724-23-236058.hdr.sgml : 20231025
20231025074409
ACCESSION NUMBER: 0001752724-23-236058
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20231025
DATE AS OF CHANGE: 20231025
EFFECTIVENESS DATE: 20231025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST
CENTRAL INDEX KEY: 0001288255
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21569
FILM NUMBER: 231343978
BUSINESS ADDRESS:
STREET 1: 60 STATE ST
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-742-7825
MAIL ADDRESS:
STREET 1: 60 STATE ST
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20040422
0001288255
S000004007
Pioneer Solutions - Balanced Fund
C000011209
Pioneer Solutions - Balanced Fund: Class A
PIALX
C000011211
Pioneer Solutions - Balanced Fund: Class C
PIDCX
C000011212
Pioneer Solutions - Balanced Fund: Class Y
IMOYX
C000160060
Pioneer Solutions - Balanced Fund: Class R
BALRX
N-CEN/A
1
primary_doc.xml
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TAUBESN/AYJohn Malone00231403160 State StreetBoston02109-1820XXXXXXNNNNNNNAMUNDI PIONEER DISTRIBUTOR, INC.8-41256000024497549300OSI141GCUW7776YNERNST & YOUNG LLP42254900H1VLSDPE6LJK37NNNNNNNPIONEER SOLUTIONS BALANCED FUNDS000004007549300358A1YV7XS5068N400Fund of FundsNNNNN/AN/AN/ARule 32a-4 (17 CFR 270.32a-4)Rule 12d1-1 (17 CFR 270.12d1-1)Rule 22d-1 (17 CFR 270.22d-1)YNNNAMUNDI PIONEER ASSET MANAGEMENT, INC.801-8255000107719GVETZ2DEF39OCQ4SSX41NDST Asset Manager Solutions, Inc.84-00869N/ANNNRefinitiv US LLC213800HQORQAP68CJJ04NYCITIBANK, N.A., JAKARTA BRANCHE57ODZWZ7FF32TWEFA76IDNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)NORDEA BANK ABP529900ODI3047E2LIV03FINYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NAXLEZHWWOI4HFQDGL4793PLNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)HSBC FRANCE, ATHENS BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)F0HUI1NY1AZMJMD8LP67GRNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BANCO BILBAO VIZCAYA ARGENTARIA SAK8MS7FD7N5Z2WQ51AZ71ESNYForeign custodian - 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rule 17f-5 (17 CFR 270.17f-5)THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH2HI3YI5320L3RW6NJ957PHNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)UNICREDIT BANK AUSTRIA AGD1HEB8VEU6D9M8ZUXG17ATNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BNP PARIBAS SECURITIES SERVICES549300WCGB70D06XZS54BENYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)F3JS33DEI6XQ4ZBPTN86SENYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)STANDARD CHARTERED BANK (SINGAPORE) LIMITED FOR STANDARD CHARTERED BANK549300MDYVVHJ8D1DW28SGNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH549300WCGB70D06XZS54DENYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BNP PARIBAS SECURITIES SERVICES549300WCGB70D06XZS54FRNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH2HI3YI5320L3RW6NJ957THNNForeign custodian - rule 17f-5 (17 CFR 270.17f-5)STANDARD CHARTERED BANK, JOHANNESBURG BRANCHRILFO74KP1CM8P6PCT96ZANYForeign custodian - 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2
Pioneer_Solutions_ICL.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
Pioneer Asset Allocation Trust
In planning and performing our audit of the financial statements of Pioneer
Solutions - Balanced Fund (the "Fund") (one of the funds constituting Pioneer
Asset Allocation Trust) as of and for the year ended July 31, 2020, in
accordance with the standards of the Public Company Accounting Oversight Board
(United States), we considered the Fund's internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion
on the financial statements and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on the effectiveness of the
Fund's internal control over financial reporting. Accordingly, we express no
such opinion.
The management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A company's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or
disposition of a company's assets that could have a material effect on
the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to
prevent or detect misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that a
material misstatement of the company's annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that
might be material weaknesses under standards established by the Public
Company Accounting Oversight Board (United States). However, we noted no
deficiencies in the Fund's internal control over financial reporting and its
operation, including controls over safeguarding securities that we consider
to be a material weakness as defined above as of July 31, 2020.
This report is intended solely for the information and use of management and
the Board of Trustees of Pioneer Asset Allocation Trust, and the Securities
and Exchange Commission and is not intended to be and should not be used by
anyone other than these specified parties.
/s/ ERNST& YOUNG LLP
Boston, Massachusetts
September 29, 2020
OTHER REQUIRED INFO
3
explanatory_note_2023.htm
Form: N-CEN/A
Explanation:
This amendment is being filed to address incorrect or omitted responses from the original submission.