0001752724-23-236058.txt : 20231025 0001752724-23-236058.hdr.sgml : 20231025 20231025074409 ACCESSION NUMBER: 0001752724-23-236058 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST CENTRAL INDEX KEY: 0001288255 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21569 FILM NUMBER: 231343978 BUSINESS ADDRESS: STREET 1: 60 STATE ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20040422 0001288255 S000004007 Pioneer Solutions - Balanced Fund C000011209 Pioneer Solutions - Balanced Fund: Class A PIALX C000011211 Pioneer Solutions - Balanced Fund: Class C PIDCX C000011212 Pioneer Solutions - Balanced Fund: Class Y IMOYX C000160060 Pioneer Solutions - Balanced Fund: Class R BALRX N-CEN/A 1 primary_doc.xml X0404 N-CEN/A LIVE 0001288255 XXXXXXXX 811-21569 true false false N-1A S000004007 C000011209 C000011211 C000160060 C000011212 Pioneer Asset Allocation Trust 811-21569 0001288255 549300VK04RWHGF5F287 60 State Street Boston 02109-1820 US-MA US 617-422-4947 Brown Brothers Harriman & Co. 50 Post Office Sq. Boston 02110-1543 617-772-1818 Books and records N N N-1A 1 Y LISA M. JONES N/A Y JOHN E. BAUMGARDNER, JR. N/A N MARGUERITE A. PIRET N/A N LORRAINE H. MONCHAK N/A N DIANE DURNIN 004798101 N FRED J. RICCIARDI N/A N BENJAMIN M. FRIEDMAN N/A N THOMAS J. PERNA N/A N KENNETH J. TAUBES N/A Y John Malone 002314031 60 State Street Boston 02109-1820 XXXXXX N N N N N N N AMUNDI PIONEER DISTRIBUTOR, INC. 8-41256 000024497 549300OSI141GCUW7776 Y N ERNST & YOUNG LLP 42 254900H1VLSDPE6LJK37 N N N N N N N PIONEER SOLUTIONS BALANCED FUND S000004007 549300358A1YV7XS5068 N 4 0 0 Fund of Funds N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Y N N N AMUNDI PIONEER ASSET MANAGEMENT, INC. 801-8255 000107719 GVETZ2DEF39OCQ4SSX41 N DST Asset Manager Solutions, Inc. 84-00869 N/A N N N Refinitiv US LLC 213800HQORQAP68CJJ04 N Y CITIBANK, N.A., JAKARTA BRANCH E57ODZWZ7FF32TWEFA76 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK ABP 529900ODI3047E2LIV03 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC FRANCE, ATHENS BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) F0HUI1NY1AZMJMD8LP67 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO BILBAO VIZCAYA ARGENTARIA SA K8MS7FD7N5Z2WQ51AZ71 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO DE CHILE FOR CITIBANK, N.A. 8B4EZFY8IHJC44TT2K84 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A. N1FBEDJ5J41VKZLO2475 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A. CWZ8NZDH5SKY12Q4US31 TR N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, POBOCKA ZAHRANICNEJ BANKY FOR CITIBANK N.A. N1FBEDJ5J41VKZLO2475 SK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 PT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., LONDON BRANCH E57ODZWZ7FF32TWEFA76 IE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK OF TAIWAN 549300QBHSCPTZ7YV010 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A., SAO PAULO E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A. N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A. 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A. 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NORGE 213800HW2E5VN9FK1Y53 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK PLC MP6I5ZYZBEU3UXPYFY54 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (SINGAPORE) LIMITED FOR STANDARD CHARTERED BANK 549300MDYVVHJ8D1DW28 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH 549300WCGB70D06XZS54 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH 2HI3YI5320L3RW6NJ957 TH N N Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK, JOHANNESBURG BRANCH RILFO74KP1CM8P6PCT96 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK FOR CITIBANK, N.A. CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SWEDBANK AS FOR NORDEA BANK ABP 549300PHQZ4HL15HH975 EE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SWITZERLAND) LTD. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SUMITOMO MITSUI BANKING CORPORATION 5U0XI89JRFVHWIBS4F54 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N DST Asset Manager Solutions, Inc. 84-00896 SEC File number N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N Y PIONEER INVESTMENT MANAGEMENT,INC. GVETZ2DEF39OCQ4SSX41 Y N N Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 0.00000000 Credit Agricole Securities (USA) Inc. 008-13753 000000190 549300WO2DKF0Q3YMV43 0.00000000 DEPOSITORY TRUST COMPANY N/A N/A 549300HBJLRO8YFMI370 12147.00000000 12147.00000000 Brown Brothers Harriman & Co. 008-69731 000111231 5493006KMX1VFTPYPW14 233995505.00000000 233995505.00000000 N 403478071.93000001 N N N N false false true false false true INTERNAL CONTROL RPT 2 Pioneer_Solutions_ICL.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Pioneer Asset Allocation Trust In planning and performing our audit of the financial statements of Pioneer Solutions - Balanced Fund (the "Fund") (one of the funds constituting Pioneer Asset Allocation Trust) as of and for the year ended July 31, 2020, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of July 31, 2020. This report is intended solely for the information and use of management and the Board of Trustees of Pioneer Asset Allocation Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ ERNST& YOUNG LLP Boston, Massachusetts September 29, 2020 OTHER REQUIRED INFO 3 explanatory_note_2023.htm

Form: N-CEN/A

Explanation:

This amendment is being filed to address incorrect or omitted responses from the original submission.