0001752724-23-235983.txt : 20231025
0001752724-23-235983.hdr.sgml : 20231025
20231025072708
ACCESSION NUMBER: 0001752724-23-235983
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20190731
FILED AS OF DATE: 20231025
DATE AS OF CHANGE: 20231025
EFFECTIVENESS DATE: 20231025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST
CENTRAL INDEX KEY: 0001288255
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21569
FILM NUMBER: 231343938
BUSINESS ADDRESS:
STREET 1: 60 STATE ST
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-742-7825
MAIL ADDRESS:
STREET 1: 60 STATE ST
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20040422
0001288255
S000004007
Pioneer Solutions - Balanced Fund
C000011209
Pioneer Solutions - Balanced Fund: Class A
PIALX
C000011211
Pioneer Solutions - Balanced Fund: Class C
PIDCX
C000011212
Pioneer Solutions - Balanced Fund: Class Y
IMOYX
C000160060
Pioneer Solutions - Balanced Fund: Class R
BALRX
N-CEN/A
1
primary_doc.xml
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PERNAN/ANJohn Malone00231403160 State StreetBoston02109-1820XXXXXXYNNNNNNAMUNDI PIONEER DISTRIBUTOR, INC.8-41256000024497549300OSI141GCUW7776YNERNST & YOUNG LLP42254900H1VLSDPE6LJK37NNNNNNNPIONEER SOLUTIONS BALANCED FUNDS000004007549300358A1YV7XS5068N500Fund of FundsNNNNN/AN/AN/ARule 32a-4 (17 CFR 270.32a-4)Rule 22d-1 (17 CFR 270.22d-1)Rule 12d1-1 (17 CFR 270.12d1-1)YYNNAMUNDI PIONEER ASSET MANAGEMENT, INC.801-8255000107719GVETZ2DEF39OCQ4SSX41NDST Asset Manager Solutions, Inc.84-00869N/ANNNNCITIBANK, N.A., LONDON BRANCHE57ODZWZ7FF32TWEFA76IENYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BNP PARIBAS SECURITIES SERVICES549300WCGB70D06XZS54PTNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A.N1FBEDJ5J41VKZLO2475CZNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)HSBC BANK PLCMP6I5ZYZBEU3UXPYFY54GBNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)CITIBANK, N.A., JAKARTA BRANCHE57ODZWZ7FF32TWEFA76IDNYForeign custodian - rule 17f-5 (17 CFR 270.17f-5)BNP PARIBAS SECURITIES SERVICES549300WCGB70D06XZS54NLNYForeign custodian - 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2
A03.04_N-CEN_Solutions_Funds.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
Pioneer Asset Allocation Trust
In planning and performing our audits of the financial statements of Pioneer
Solutions - Balanced Fund (the "Portfolio") (one portfolio constituting Pioneer
Asset Allocation Trust) as of and for the year ended July 31, 2019, in
accordance with the standards of the Public Company Accounting Oversight Board
(United States), we considered the Portfolio's internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion on
the financial statements and to comply with the requirements of Form N-CEN, but
not for the purpose of expressing an opinion on the effectiveness of the
Portfolio's internal control over financial reporting. Accordingly, we express
no such opinion.
The management of the Portfolio is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess the
expected benefits and related costs of controls. A company's internal control
over financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance with generally accepted
accounting principles. A company's internal control over financial reporting
includes those policies and procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the company; (2) provide
reasonable assurance that transactions are recorded as necessary to permit
preparation of financial statements in accordance with generally accepted
accounting principles, and that receipts and expenditures of the company are
being made only in accordance with authorizations of management and directors of
the company; and (3) provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition of a company's assets
that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may become
inadequate because of changes in conditions, or that the degree of compliance
with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the design
or operation of a control does not allow management or employees, in the normal
course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material misstatement of the
company's annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Portfolio's internal control over financial reporting
was for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be material
weaknesses under standards established by the Public Company Accounting
Oversight Board (United States). However, we noted no deficiencies in the
Portfolio's internal control over financial reporting and its operation,
including controls over safeguarding securities that we consider to be a
material weakness as defined above as of July 31, 2019.
This report is intended solely for the information and use of management and the
Board of Directors of Pioneer Asset Allocation Trust, and the Securities and
Exchange Commission and is not intended to be and should not be used by anyone
other than these specified parties.
/s/ ERNST& YOUNG LLP
Boston, Massachusetts
September 29, 2019
OTHER REQUIRED INFO
3
explanatory_note_2023.htm
Form: N-CEN/A
Explanation:
This amendment is being filed to address incorrect or omitted responses from the original submission.