0001752724-23-235955.txt : 20231025 0001752724-23-235955.hdr.sgml : 20231025 20231025065913 ACCESSION NUMBER: 0001752724-23-235955 CONFORMED SUBMISSION TYPE: N-CEN/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20231025 DATE AS OF CHANGE: 20231025 EFFECTIVENESS DATE: 20231025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST CENTRAL INDEX KEY: 0001288255 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-CEN/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21569 FILM NUMBER: 231343890 BUSINESS ADDRESS: STREET 1: 60 STATE ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE ST STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20040422 0001288255 S000004007 Pioneer Solutions - Balanced Fund C000011209 Pioneer Solutions - Balanced Fund: Class A PIALX C000011211 Pioneer Solutions - Balanced Fund: Class C PIDCX C000011212 Pioneer Solutions - Balanced Fund: Class Y IMOYX C000160060 Pioneer Solutions - Balanced Fund: Class R BALRX C000200317 Pioneer Solutions - Balanced Fund: Class K N-CEN/A 1 primary_doc.xml X0404 N-CEN/A LIVE 0001288255 XXXXXXXX 811-21569 true false false N-1A true Pioneer Asset Allocation Trust 811-21569 0001288255 549300VK04RWHGF5F287 60 State Street Boston 02109-1820 US-MA US 617-422-4947 Brown Brothers Harriman & Co. 50 Post Office Sq. Boston 02110-1543 617-772-1818 Books and records Y N N-1A 1 Y Margaret B.W. Graham N/A N Lisa M. Jones N/A Y Benjamin M. Friedman N/A N Lorraine H. Monchak N/A N Kenneth J. Taubes N/A Y Marguerite A. Piret N/A N Fred J. Ricciardi N/A N David R. Bock N/A N Thomas J. Perna N/A N Jean M. Bradley N/A 60 State Street Boston 02109-1820 XXXXXX N N N N N N N AMUNDI PIONEER DISTRIBUTOR, INC. 8-41256 N/A 549300OSI141GCUW7776 Y N ERNST & YOUNG LLP 42 N/A N N N N N N N PIONEER SOLUTIONS BALANCED FUND S000004007 549300358A1YV7XS5068 Y 5 0 0 Fund of Funds N N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 22d-1 (17 CFR 270.22d-1) Y Y N N AMUNDI PIONEER ASSET MANAGEMENT, INC. 801-8255 000107719 GVETZ2DEF39OCQ4SSX41 N DST Asset Manager Solutions, Inc. 84-00869 N/A N N N Thompson Reuters Pricing Service N/A N Interactive Data Pricing and Reference Data, Inc N/A N Bloomberg Professional Services N/A N N BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INVESTOR SERVICES TRUST 5493002MUOV04NSPT571 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) NORDEA BANK AB (PUBL), FILIAL I NORGE 213800HW2E5VN9FK1Y53 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N DST Asset Manager Solutions, Inc. N/A N N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N Y PIONEER INVESTMENT MANAGEMENT,INC. GVETZ2DEF39OCQ4SSX41 Y N N Amundi Distributor US, Inc. 008-41256 000024497 549300OSI141GCUW7776 0.00000000 Credit Agricole Securities (USA) Inc. 008-13753 000000190 549300WO2DKF0Q3YMV43 0.00000000 Merrill Lynch, Pierce, Fenner & Smith Inc. 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 119.60000000 Citigroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 7631.25000000 Barclays Capital Inc. 008-41342 000019714 AC28XWWI3WIBK2824319 1297.93000000 Cantor Fitzgerald & Co. 008-00201 000000134 5493004J7H4GCPG6OB62 1057.51000000 RBC Capital Markets, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 677.29000000 Credit Suisse Securities (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 345.49000000 BNY Mellon Capital Markets, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1698.15000000 12827.22000000 Barclays Capital Inc. 008-19714 000041342 AC28XWWI3WIBK2824319 3600202.03000000 UBS Securities LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 72512627.20000000 SMBC Nikko Securities America, Inc. 008-43852 000028602 6PJDTY319315T5LR2241 3346198.02000000 Scotia Capital (USA) Inc. 008-03716 000002739 549300BLWPABP1VNME36 0.02000000 Brown Brothers Harriman Investments, LLC 008-69731 000282732 N/A 983054409.18000000 1083925360.00000000 N 341115005.20000000 N N N N false false true false false true OTHER REQUIRED INFO 2 asset_allocation_trust.txt February 11, 2019 Registrant: Pioneer Asset Allocation Trust File No.: 333-114788 Form: N-CEN/A Original Filing Date: 10/12/18 Amended Filing Date: 2/11/19 Explanation: The Registrant amended the Form N-CEN for the period ended July 31, 2018 to correct the Advisor's CRD number INTERNAL CONTROL RPT 3 ncenPioAssetallControlltr.txt Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Pioneer Asset Allocation Trust In planning and performing our audits of the financial statements of Pioneer Solutions - Balanced Fund (the "Portfolio") (one portfolio constituting Pioneer Asset Allocation Trust) as of and for the year ended July 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Portfolio's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Portfolio's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Portfolio is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Portfolio's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Portfolio's internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of July 31, 2018. This report is intended solely for the information and use of management and the Board of Directors of Pioneer Asset Allocation Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ ERNST& YOUNG LLP Boston, Massachusetts September 28, 2018 OTHER REQUIRED INFO 4 explanatory_note_2023.htm

Form: N-CEN/A

Explanation:

This amendment is being filed to address incorrect or omitted responses from the original submission.