0001752724-20-205160.txt : 20201009
0001752724-20-205160.hdr.sgml : 20201009
20201009161238
ACCESSION NUMBER: 0001752724-20-205160
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200731
FILED AS OF DATE: 20201009
DATE AS OF CHANGE: 20201009
EFFECTIVENESS DATE: 20201009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST
CENTRAL INDEX KEY: 0001288255
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21569
FILM NUMBER: 201233333
BUSINESS ADDRESS:
STREET 1: 60 STATE ST
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6174224947
MAIL ADDRESS:
STREET 1: 60 STATE ST
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20041116
FORMER COMPANY:
FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES
DATE OF NAME CHANGE: 20040422
0001288255
S000004007
Pioneer Solutions - Balanced Fund
C000011209
Pioneer Solutions - Balanced Fund: Class A
PIALX
C000011211
Pioneer Solutions - Balanced Fund: Class C
PIDCX
C000011212
Pioneer Solutions - Balanced Fund: Class Y
IMOYX
C000160060
Pioneer Solutions - Balanced Fund: Class R
C000200317
Pioneer Solutions - Balanced Fund: Class K
N-CEN
1
primary_doc.xml
X0303
N-CEN
LIVE
0001288255
XXXXXXXX
811-21569
true
false
false
N-1A
true
Pioneer Asset Allocation Trust
811-21569
0001288255
549300VK04RWHGF5F287
60 State Street
Boston
02109-1820
US-MA
US
617-422-4947
Brown Brothers Harriman & Co.
50 Post Office Sq.
Boston
02110-1543
617-772-1818
Books and records
N
N
N-1A
1
Y
DIANE DURNIN
004798101
N
LISA M. JONES
N/A
Y
LORRAINE H. MONCHAK
N/A
N
KENNETH J. TAUBES
N/A
Y
MARGUERITE A. PIRET
N/A
N
FRED J. RICCIARDI
N/A
N
JOHN E. BAUMGARDNER, JR.
N/A
N
THOMAS J. PERNA
N/A
N
BENJAMIN M. FRIEDMAN
N/A
N
John Malone
002314031
60 State Street
Boston
02109-1820
XXXXXX
N
N
N
N
N
N
N
AMUNDI PIONEER DISTRIBUTOR, INC.
8-41256
000024497
549300OSI141GCUW7776
Y
N
ERNST & YOUNG LLP
42
254900H1VLSDPE6LJK37
N
N
N
N
N
N
N
PIONEER SOLUTIONS BALANCED FUND
S000004007
549300358A1YV7XS5068
N
4
0
0
Fund of Funds
N
N
N
N
N/A
N/A
N/A
N/A
Y
N
N
N
AMUNDI PIONEER ASSET MANAGEMENT, INC.
801-8255
000107719
GVETZ2DEF39OCQ4SSX41
N
DST Asset Manager Solutions, Inc.
84-00869
N/A
N
N
N
Refinitiv US LLC
213800HQORQAP68CJJ04
N
Y
BANK HANDLOWY W WARSZAWIE SA (BHW) FOR CITIBANK NA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK (SINGAPORE) LIMITED FOR STANDARD CHARTERED BANK
549300MDYVVHJ8D1DW28
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK ABP
529900ODI3047E2LIV03
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITITRUST COLOMBIA S.A., SOCIEDAD FIDUCIARIA FOR CITIBANK, N.A.
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
UNICREDIT BANK AUSTRIA AG
D1HEB8VEU6D9M8ZUXG17
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO BILBAO VIZCAYA ARGENTARIA SA
K8MS7FD7N5Z2WQ51AZ71
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SWEDBANK AS FOR NORDEA BANK ABP
549300PHQZ4HL15HH975
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
STANDARD CHARTERED BANK, JOHANNESBURG BRANCH
RILFO74KP1CM8P6PCT96
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC FRANCE, ATHENS BRANCH FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
F0HUI1NY1AZMJMD8LP67
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - THAILAND BRANCH
2HI3YI5320L3RW6NJ957
TH
N
N
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES - FRANKFURT BRANCH
549300WCGB70D06XZS54
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, HUNGARIAN BRANCH OFFICE FOR CITIBANK, N.A.
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
RBC INVESTOR SERVICES TRUST
5493002MUOV04NSPT571
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., SAO PAULO
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., JAKARTA BRANCH
E57ODZWZ7FF32TWEFA76
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA FOR CITIBANK, N.A.
N1FBEDJ5J41VKZLO2475
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL), DANMARK BRANCH
F3JS33DEI6XQ4ZBPTN86
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK HAPOALIM BM
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK ANONIM SIRKETI FOR CITIBANK, N.A.
CWZ8NZDH5SKY12Q4US31
TR
N
N
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CREDIT SUISSE (SWITZERLAND) LTD.
549300CWR0W0BCS9Q144
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK PLC
MP6I5ZYZBEU3UXPYFY54
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANK OF TAIWAN
549300QBHSCPTZ7YV010
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO CITIBANK FOR CITIBANK, N.A.
CHSQDSVI1UI96Y2SW097
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
STANDARD CHARTERED BANK (HONG KONG) LIMITED FOR STANDARD CHARTERED BANK
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
NORDEA BANK AB (PUBL), FILIAL I NORGE
213800HW2E5VN9FK1Y53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP PARIBAS SECURITIES SERVICES
549300WCGB70D06XZS54
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK EUROPE PLC, POBOCKA ZAHRANICNEJ BANKY FOR CITIBANK N.A.
N1FBEDJ5J41VKZLO2475
SK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SUMITOMO MITSUI BANKING CORPORATION
5U0XI89JRFVHWIBS4F54
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
SKANDINAVISKA ENSKILDA BANKEN AB (PUBL)
F3JS33DEI6XQ4ZBPTN86
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
CITIBANK, N.A., LONDON BRANCH
E57ODZWZ7FF32TWEFA76
IE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO NACIONAL DE MEXICO, SA (BANAMEX) FOR CITIBANK, N.A.
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BANCO DE CHILE FOR CITIBANK, N.A.
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC)
DY9DBNI4W8J63Z298033
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - PHILIPPINE BRANCH
2HI3YI5320L3RW6NJ957
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
DST Asset Manager Solutions, Inc.
84-00896
SEC File number
N
N
N
Brown Brothers Harriman & Co.
5493006KMX1VFTPYPW14
N
Y
PIONEER INVESTMENT MANAGEMENT,INC.
GVETZ2DEF39OCQ4SSX41
Y
N
N
DEPOSITORY TRUST COMPANY
N/A
N/A
549300HBJLRO8YFMI370
12147.00000000
12147.00000000
Brown Brothers Harriman & Co.
008-69731
000111231
5493006KMX1VFTPYPW14
233995505.00000000
233995505.00000000
N
403478071.93000001
N
N
N
N
false
false
true
false
false
false
INTERNAL CONTROL RPT
2
Pioneer_Solutions_ICL.txt
AUDITOR'S LETTER
Report of Independent Registered Public Accounting Firm
To the Shareholders and Board of Trustees of
Pioneer Asset Allocation Trust
In planning and performing our audit of the financial statements of Pioneer
Solutions - Balanced Fund (the "Fund") (one of the funds constituting Pioneer
Asset Allocation Trust) as of and for the year ended July 31, 2020, in
accordance with the standards of the Public Company Accounting Oversight Board
(United States), we considered the Fund's internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion
on the financial statements and to comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion on the effectiveness of the
Fund's internal control over financial reporting. Accordingly, we express no
such opinion.
The management of the Fund is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A company's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A company's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the company; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
company are being made only in accordance with authorizations of management
and directors of the company; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or
disposition of a company's assets that could have a material effect on
the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation
of effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees,
in the normal course of performing their assigned functions, to
prevent or detect misstatements on a timely basis. A material weakness is
a deficiency, or a combination of deficiencies, in internal control over
financial reporting, such that there is a reasonable possibility that a
material misstatement of the company's annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that
might be material weaknesses under standards established by the Public
Company Accounting Oversight Board (United States). However, we noted no
deficiencies in the Fund's internal control over financial reporting and its
operation, including controls over safeguarding securities that we consider
to be a material weakness as defined above as of July 31, 2020.
This report is intended solely for the information and use of management and
the Board of Trustees of Pioneer Asset Allocation Trust, and the Securities
and Exchange Commission and is not intended to be and should not be used by
anyone other than these specified parties.
/s/ ERNST& YOUNG LLP
Boston, Massachusetts
September 29, 2020