0001752724-20-132406.txt : 20200727 0001752724-20-132406.hdr.sgml : 20200727 20200630155954 ACCESSION NUMBER: 0001752724-20-132406 CONFORMED SUBMISSION TYPE: NT NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20200629 PERIOD START: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER ASSET ALLOCATION TRUST CENTRAL INDEX KEY: 0001288255 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: NT NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21569 FILM NUMBER: 201002304 BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174224947 MAIL ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER IBBOTSON ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20041116 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER ASSET ALLOCATION SERIES DATE OF NAME CHANGE: 20040422 0001288255 S000004007 Pioneer Solutions - Balanced Fund C000011209 Pioneer Solutions - Balanced Fund: Class A PIALX C000011211 Pioneer Solutions - Balanced Fund: Class C PIDCX C000011212 Pioneer Solutions - Balanced Fund: Class Y IMOYX C000160060 Pioneer Solutions - Balanced Fund: Class R NPORT-P 1 primary_doc.xml NPORT-P false 0001288255 XXXXXXXX S000004007 C000011209 C000011212 C000011211 C000160060 Pioneer Asset Allocation Trust 811-21569 0001288255 549300VK04RWHGF5F287 60 State Street NULL Boston 02109 617-422-4947 Pioneer Solutions Balanced Fund S000004007 549300358A1YV7XS5068 2020-07-31 2020-04-30 N 366349721.77 357220.11 365992501.66 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 4401481.96000000 N PIONEER BOND FUND-K N/A PIONEER BOND FUND CL K 0.00000000 723622809 110602.84800000 NS USD 1057363.23000000 0.288902976209 Long EC RF US N 1 N N N PIONEER STRATEGIC INCOME-K N/A PIONEER STRATEGIC INCOME FUND CL K 0.00000000 723884706 677935.48500000 NS USD 6759016.79000000 1.846763734050 Long EC RF US N 1 N N N PIONEER FLEXIBLE OPPORT-K N/A PIONEER FLEXIBLE OPPORTUNITIES FUND CL K 0.00000000 72387S845 6991508.09100000 NS USD 72362108.74000000 19.77147302521 Long EC RF US N 1 N N N PIONEER CORE EQUITY-K N/A PIONEER CORE EQUITY FUND CL K 0.00000000 72388U203 672579.84100000 NS USD 12509985.04000000 3.418098726957 Long EC RF US N 1 N N N PIONEER CORP HI YLD-Y N/A PIONEER CORPORATE HIGH YIELD FUND CL Y 0.00000000 72387N622 488133.96800000 NS USD 4300460.26000000 1.175013214886 Long EC RF US N 1 N N N PIONEER M/A ULT SHRT INC-K N/A PIONEER MULTI-ASSET ULTRASHORT INCOME FUND CL K 0.00000000 72388E803 2559430.85000000 NS USD 23956272.76000000 6.545563816565 Long EC RF US N 1 N N N PIONEER FUND-K N/A PIONEER FUND CL K 0.00000000 723682886 428207.39000000 NS USD 12071166.32000000 3.298200445432 Long EC RF US N 1 N N N PIONEER ILS INTERVAL FUND N/A PIONEER ILS INTERVAL FUND 0.00000000 72369L107 1554404.14500000 NS USD 13165803.11000000 3.597287663076 Long EC RF US N 2 N N N PIONEER GLOBAL EQUITY-K N/A PIONEER GLOBAL EQUITY FUN CL K 0.00000000 72387N663 3447261.24000000 NS USD 45400430.53000000 12.40474335514 Long EC RF US N 1 N N N PIONEER FUNDAMENTAL GROW-K N/A PIONEER FUNDAMENTAL GROWTH FUND CL K 0.00000000 723695706 339134.20700000 NS USD 8671661.67000000 2.369355008823 Long EC RF US N 1 N N N PIONEER INTL EQTY-Y N/A PIONEER INTERNATIONAL EQUITY FUND CL Y 0.00000000 723709507 2317982.91900000 NS USD 43230381.44000000 11.81182162036 Long EC RF US N 1 N N N PIONEER EQUITY INCOME-K N/A PIONEER EQUITY INCOME FUN CL K 0.00000000 72366V702 290295.89700000 NS USD 8615982.22000000 2.354141732664 Long EC RF US N 1 N N N PIONEER MULTI-ASSET INC-K N/A PIONEER MULTI-ASSET INCOME FUND CL K 0.00000000 72387P619 11240773.54000000 NS USD 109035503.34000000 29.79173148232 Long EC RF US N 1 N N N 2020-05-29 Pioneer Asset Allocation Trust Mark E. Bradley Mark E. Bradley Treasurer and Chief Accounting and Financial Officer XXXX NPORT-EX 2 pio80035.htm SOI






     
     
     
   
Pioneer Solutions –
Balanced Fund
     
     
     
     
     
     
     
   
Schedule of Investments | April 30, 2020
     
     
   
Ticker Symbols:
   
Class A
PIALX
    
   
Class C
PIDCX
    
   
Class R
BALRX
    
   
Class Y
IMOYX
    



Schedule of Investments | 4/30/20 (unaudited)

Shares
      
Net Realized
Gain (Loss)
    
Change in Net Unrealized Appreciation (Depreciation)
    
Capital Gain Distributions
    
Dividend Income
    
Value
  
   
AFFILIATED ISSUERS - 98.8%*
  
   
MUTUAL FUNDS - 95.2%
  
 
110,603
  
Pioneer Bond Fund Class K
  
$
617
    
$
(27,462
)
  
$
–
    
$
27,487
    
$
1,057,363
  
 
672,580
  
Pioneer Core Equity Fund Class K
    
(1,054,581
)
    
437,650
      
467,271
      
181,547
      
12,509,985
  
 
488,134
  
Pioneer Corporate High Yield Fund Class Y
    
–
      
(702,034
)
    
–
      
63,308
      
4,300,460
  
 
290,296
  
Pioneer Equity Income Fund Class K
    
686,142
      
(2,282,158
)
    
416,134
      
226,243
      
8,615,982
  
 
6,991,508
  
Pioneer Flexible Opportunities Fund Class K
    
(293,343
)
    
(10,661,876
)
    
–
      
1,665,972
      
72,362,109
  
 
428,207
  
Pioneer Fund Class K
    
(29,827
)
    
(816,305
)
    
–
      
34,690
      
12,071,166
  
 
339,134
  
Pioneer Fundamental Growth Fund Class K
    
42,143
      
(306,152
)
    
671,674
      
48,991
      
8,671,662
  
 
3,447,261
  
Pioneer Global Equity Fund Class K
    
31,129
      
(3,178,481
)
    
–
      
716,833
      
45,400,431
  
 
2,317,983
  
Pioneer International Equity Fund Class Y
    
304,765
      
(5,476,437
)
    
152,924
      
1,178,985
      
43,230,381
  
 
11,240,774
  
Pioneer Multi-Asset Income Fund Class K
    
(1,053,320
)
    
(15,191,300
)
    
–
      
5,940,973
      
109,035,503
  
 
2,559,431
  
Pioneer Multi-Asset Ultrashort Income Fund Class K
    
(77,037
)
    
(1,477,549
)
    
–
      
560,389
      
23,956,273
  
 
677,935
  
Pioneer Strategic Income Fund Class K
    
1,197,876
      
(1,136,207
)
    
–
      
471,518
      
6,759,017
  
     
Other affiliated securities not held at period end
    
1,105,667
      
(1,279,109
)
    
1,074,771
      
70,442
      
–
  
     
TOTAL MUTUAL FUNDS
                                        
     
(Cost $388,219,274)
  
$
860,231
    
$
(42,097,420
)
  
$
2,782,774
    
$
11,187,378
    
$
347,970,332
  
     
CLOSED-END FUND – 3.6%
                                        
 
1,554,404
  
Pioneer ILS Interval Fund
    
–
      
(388,601
)
    
–
      
857,565
      
13,165,803
  
     
TOTAL CLOSED-END FUND
                                        
     
(Cost $15,000,000)
    
–
      
(388,601
)
    
–
      
857,565
      
13,165,803
  
     
TOTAL INVESTMENTS IN AFFILIATED ISSUERS - 98.2%
                                  
     
(Cost $403,219,274)
  
$
860,231
    
$
(42,486,021
)
  
$
2,782,774
    
$
12,044,943
    
$
361,136,135
  
     
OTHER ASSETS AND LIABILITIES - 1.2%
    
$
4,338,945
  
     
TOTAL NET ASSETS - 100.0%
    
$
365,475,080
  
         
* Affiliated funds managed by Amundi Pioneer Asset Management, Inc., (the “Adviser”).
  

Various inputs are used in determining the value of the Fund’s investments. These inputs are summarized in the three broad levels below.
    
Level 1 - quoted prices in active markets for identical securities.
Level 2 - other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risks, etc.).
Level 3 - significant unobservable inputs (including the Fund’s own assumptions in determining fair value of investments).
 
The following is a summary of the inputs used as of April 30, 2020, in valuing the Fund’s assets:

   
Level 1
    
Level 2
    
Level 3
    
Total
  
Affiliated Mutual Funds
  
$
347,970,332
    
$
–
    
$
–
    
$
347,970,332
  
Affiliated Closed-End Fund
    
–
      
13,165,803
      
–
    
$
13,165,803
  
Total
  
$
347,970,332
    
$
13,165,803
    
$
–
    
$
361,136,135
  

During the nine months ended April 30, 2020, there were no transfers between Levels 1, 2, and 3.