0001181431-12-026471.txt : 20120430 0001181431-12-026471.hdr.sgml : 20120430 20120430183557 ACCESSION NUMBER: 0001181431-12-026471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120427 FILED AS OF DATE: 20120430 DATE AS OF CHANGE: 20120430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MINOCHERHOMJEE ARDA PHD CENTRAL INDEX KEY: 0001288238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 12797240 MAIL ADDRESS: STREET 1: C/O CHICAGO GROWTH PARTNERS STREET 2: 303 W MADISON ST., SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 rrd343310.xml FORM 4_MINOCHERHOMJEE X0305 4 2012-04-27 0 0001375151 ZOGENIX, INC. ZGNX 0001288238 MINOCHERHOMJEE ARDA PHD C/O CHICAGO GROWTH PARTNERS II, L.P. 303 W. MADISON AVENUE, SUITE 2500 CHICAGO IL 60606 1 0 0 0 Right to buy stock 1.88 2012-04-27 2012-04-27 4 A 0 50000 0 A 2022-04-27 Common Stock 50000 71750 D The option was granted on April 27, 2012 and vests in a series of thirty-six (36) successive, equal monthly installments beginning on April 27, 2012, subject to the Reporting Person's continued service to the Company on each vesting date. Pursuant to the policies of Chicago Growth Partners II, L.P. ("CGP") and its affiliates, the Reporting Person is deemed to hold the reported Option for the benefit of CGP, of which Chicago Growth Management II, LLC ("CGM II LLC") is the ultimate general partner, and must exercise the Option solely at the discretion of CGM II LLC. CGM II LLC may be deemed to be the indirect beneficial owner of the Option. The Reporting Person therefore disclaims beneficial ownership of the Option except to the extent of his pecuniary interest therein. Trisha Millican, Attorney-in-fact 2012-04-30