0001181431-12-026471.txt : 20120430
0001181431-12-026471.hdr.sgml : 20120430
20120430183557
ACCESSION NUMBER: 0001181431-12-026471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120427
FILED AS OF DATE: 20120430
DATE AS OF CHANGE: 20120430
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZOGENIX, INC.
CENTRAL INDEX KEY: 0001375151
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205300780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 259-1165
MAIL ADDRESS:
STREET 1: 12671 HIGH BLUFF DRIVE
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: ZOGENIX INC
DATE OF NAME CHANGE: 20060911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MINOCHERHOMJEE ARDA PHD
CENTRAL INDEX KEY: 0001288238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34962
FILM NUMBER: 12797240
MAIL ADDRESS:
STREET 1: C/O CHICAGO GROWTH PARTNERS
STREET 2: 303 W MADISON ST., SUITE 2500
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
rrd343310.xml
FORM 4_MINOCHERHOMJEE
X0305
4
2012-04-27
0
0001375151
ZOGENIX, INC.
ZGNX
0001288238
MINOCHERHOMJEE ARDA PHD
C/O CHICAGO GROWTH PARTNERS II, L.P.
303 W. MADISON AVENUE, SUITE 2500
CHICAGO
IL
60606
1
0
0
0
Right to buy stock
1.88
2012-04-27
2012-04-27
4
A
0
50000
0
A
2022-04-27
Common Stock
50000
71750
D
The option was granted on April 27, 2012 and vests in a series of thirty-six (36) successive, equal monthly installments beginning on April 27, 2012, subject to the Reporting Person's continued service to the Company on each vesting date.
Pursuant to the policies of Chicago Growth Partners II, L.P. ("CGP") and its affiliates, the Reporting Person is deemed to hold the reported Option for the benefit of CGP, of which Chicago Growth Management II, LLC ("CGM II LLC") is the ultimate general partner, and must exercise the Option solely at the discretion of CGM II LLC. CGM II LLC may be deemed to be the indirect beneficial owner of the Option. The Reporting Person therefore disclaims beneficial ownership of the Option except to the extent of his pecuniary interest therein.
Trisha Millican, Attorney-in-fact
2012-04-30