0001181431-11-032951.txt : 20110526 0001181431-11-032951.hdr.sgml : 20110526 20110526172012 ACCESSION NUMBER: 0001181431-11-032951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110524 FILED AS OF DATE: 20110526 DATE AS OF CHANGE: 20110526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12671 HIGH BLUFF DRIVE STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MINOCHERHOMJEE ARDA PHD CENTRAL INDEX KEY: 0001288238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 11875302 MAIL ADDRESS: STREET 1: C/O CHICAGO GROWTH PARTNERS STREET 2: 303 W MADISON ST., SUITE 2500 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 rrd313328.xml ARDA MINOCHERHOMJEE FORM 4 - 5/24/2011 X0303 4 2011-05-24 0 0001375151 ZOGENIX, INC. ZGNX 0001288238 MINOCHERHOMJEE ARDA PHD C/O CHICAGO GROWTH PARTNERS II, L.P. 303 W. MADISON AVENUE, SUITE 2500 CHICAGO IL 60606 1 0 0 0 Director Option (right to buy) 3.87 2011-05-24 4 A 0 1750 0 A 2021-05-24 Common Stock 1750 1750 D Director Option (right to buy) 3.87 2011-05-24 4 A 0 12500 0 A 2021-05-24 Common Stock 12500 12500 D The Option was granted on May 24, 2011 and fifty percent is vested and immediately exercisable upon the date of grant, in whole or in part, at the election of the holder. The remaining fifty percent vests in a series of six (6) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service as a director on each such vesting date. The Option was granted on May 24, 2011 and vest in a series of twelve (12) successive, equal monthly installments beginning on the date of grant, subject to the Reporting Person's continued service as a director on each such vesting date. Pursuant to the policies of Chicago Growth Partners II, L.P. ("CGP") and its affiliates, the Reporting Person is deemed to hold the reported Option for the benefit of CGP, of which Chicago Growth Management II, LLC ("CGM II LLC") is the ultimate general partner, and must exercise the Option solely at the discretion of CGM II LLC. CGM II LLC may be deemed to be the indirect beneficial owner of the Option. The Reporting Person therefore disclaims beneficial ownership of the Option except to the extent of his pecuniary interest therein. Trisha Millican, Attorney-in-fact 2011-05-26