0001062993-21-002370.txt : 20210304 0001062993-21-002370.hdr.sgml : 20210304 20210304133613 ACCESSION NUMBER: 0001062993-21-002370 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DONALD JAMES MAITLAND CENTRAL INDEX KEY: 0001288228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21751 FILM NUMBER: 21713425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard World Dividend & Income Fund, Inc. CENTRAL INDEX KEY: 0001323206 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 212.632.6000 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2019-12-03 1 0001323206 Lazard World Dividend & Income Fund, Inc. LOR 0001288228 DONALD JAMES MAITLAND C/O LAZARD ASSET MANAGEMENT LLC 30 ROCKEFELLER PLAZA NEW YORK NY 10112 0 0 0 1 PM of LOR Common Stock 2019-12-03 4 J 0 800 D 0 D In the merger of LOR with and into Lazard Global Total Return and Income Fund, Inc. ("LGI"), the outstanding shares of LOR common stock were converted into shares of LGI common stock, based on the net asset value of each of LOR and LGI as of the close of business on December 3, 2019. The 800 shares reported as disposed of in Table I represent shares of LOR common stock that had been beneficially owned by Mr. Donald, and the aggregate net asset value of the shares of LGI common stock received therefor was, as of the close of business on December 3, 2019, approximately $8,635.12. Exhibit 24 - Power of Attorney /s/ Max Vogel, Attorney-in-Fact 2021-03-04 EX-24 2 exhibit24.txt POWER OF ATTORNEY LAZARD GLOBAL TOTAL RETURN AND INCOME FUND, INC. LAZARD WORLD DIVIDEND & INCOME FUND, INC. (each, a "Fund" and, together, the "Funds") LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING PURPOSES Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Mark R. Anderson, Shari L. Soloway, Nargis Hilal, Jessica A. Falzone, Kim E. Kaufman and Max J. Vogel, acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a portfolio manager of each Fund, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in each Fund's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to any attorney-in-fact and further approves and ratifies any such release of information; (3) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to prepare, complete and execute any such Form 3, 4 or 5, and any amendments thereto, and timely file such Forms with the United States Securities and Exchange Commission (the "Commission"), the New York Stock Exchange and any stock exchange or similar authority as considered necessary or advisable under Section 16(a) of the Exchange Act; (4) prepare, execute, and submit to the Commission a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords (including a passphrase update request) enabling the undersigned to make electronic filings with the Commission of reports required or considered by the attorney-in-fact to be advisable under Section 13 or Section 16 of the Exchange Act or any rule or regulation of the Commission; and (5) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's sole discretion. The undersigned hereby gives and grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned hereby acknowledges that (a) the foregoing attorneys-in-fact are serving in such capacity at the request of the undersigned; (b) this Limited Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (c) any documents prepared and/or executed by any attorney-in-fact on behalf of the undersigned pursuant to this Limited Power of Attorney shall be in such form and shall contain such information and disclosure as such attorney-in-fact, in his or her sole discretion, deems necessary or advisable; (d) neither the Funds nor any attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirements of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (e) this Limited Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including, without limitation, the reporting requirements under Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by each Fund, unless earlier revoked as to any attorney-in-fact by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 24th day of February, 2021. /s/ James Maitland Donald ------------------------- James Maitland Donald