The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMYRIS INC | DEBT | 03236MAF8 | 2,301 | 3,625,000 | PRN | SOLE | none | 3,625,000 | 0 | 0 | |
| COMSTOCK RESOURCES INC | DEBT | 205768AM6 | 13 | 13,819 | PRN | SOLE | none | 13,819 | 0 | 0 | |
| GSV CAPITAL CORP | DEBT | 36191JAB7 | 1,174 | 1,167,000 | PRN | SOLE | none | 1,167,000 | 0 | 0 | |
| RAIT FINANCIAL TRUST | DEBT | 749227AB0 | 5,580 | 6,000,000 | PRN | SOLE | none | 6,000,000 | 0 | 0 | |
| SAFEGUARD SCIENTIFICS INC | DEBT | 786449AK4 | 3,026 | 3,009,000 | PRN | SOLE | none | 3,009,000 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 30,969 | 116,050 | SH | SOLE | none | 116,050 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 193,820 | 726,300 | SH | Put | SOLE | none | 726,300 | 0 | 0 |