0001288136-17-000007.txt : 20170203 0001288136-17-000007.hdr.sgml : 20170203 20170203170936 ACCESSION NUMBER: 0001288136-17-000007 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GSV Capital Corp. CENTRAL INDEX KEY: 0001509470 IRS NUMBER: 274443543 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 BUSINESS PHONE: (650) 235-4777 MAIL ADDRESS: STREET 1: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER COMPANY: FORMER CONFORMED NAME: NeXt Innovation Corp. DATE OF NAME CHANGE: 20110331 FORMER COMPANY: FORMER CONFORMED NAME: NeXt BDC Capital Corp. DATE OF NAME CHANGE: 20110105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine River MASTER FUND LTD. CENTRAL INDEX KEY: 0001387810 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 17572973 BUSINESS ADDRESS: STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P. STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 612-238-3300 MAIL ADDRESS: STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P. STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER NAME: FORMER CONFORMED NAME: NISSWA MASTER FUND LTD. DATE OF NAME CHANGE: 20070125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR BRIAN CENTRAL INDEX KEY: 0001387809 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 17572974 MAIL ADDRESS: STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR CITY: MINNETONKA STATE: MN ZIP: 55305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pine River Capital Management L.P. CENTRAL INDEX KEY: 0001288136 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00852 FILM NUMBER: 17572975 BUSINESS ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: 7TH FLOOR CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 6122383300 MAIL ADDRESS: STREET 1: 601 CARLSON PARKWAY STREET 2: 7TH FLOOR CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER NAME: FORMER CONFORMED NAME: Pine River Capital Management, L.P. DATE OF NAME CHANGE: 20040512 FORMER NAME: FORMER CONFORMED NAME: NISSWA MASTER FUND LTD DATE OF NAME CHANGE: 20040422 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2017-02-01 0 0001509470 GSV Capital Corp. GSVC 0001288136 Pine River Capital Management L.P. 601 CARLSON PARKWAY 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 0001387809 TAYLOR BRIAN C/O PINE RIVER CAPITAL MANAGEMENT 601 CARLSON PARKWAY, 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 0001387810 Pine River MASTER FUND LTD. C/O PINE RIVER CAPITAL MANAGEMENT L.P. 601 CARLSON PARKWAY, 7TH FLOOR MINNETONKA MN 55305 0 0 1 0 5.25% Convertible Senior Notes due 2018 2018-09-15 Common Stock 2496870 I See Footnotes 1 and 2 These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The 5.25% Convertible Senior Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events. Pine River Capital Management L.P., By: Brian Taylor, Managing Member 2017-02-03 Pine River Master Fund Ltd., By: Brian Taylor, Director 2017-02-03 Brian Taylor 2017-02-02