0001288136-17-000007.txt : 20170203
0001288136-17-000007.hdr.sgml : 20170203
20170203170936
ACCESSION NUMBER: 0001288136-17-000007
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GSV Capital Corp.
CENTRAL INDEX KEY: 0001509470
IRS NUMBER: 274443543
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
BUSINESS PHONE: (650) 235-4777
MAIL ADDRESS:
STREET 1: 2925 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt Innovation Corp.
DATE OF NAME CHANGE: 20110331
FORMER COMPANY:
FORMER CONFORMED NAME: NeXt BDC Capital Corp.
DATE OF NAME CHANGE: 20110105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine River MASTER FUND LTD.
CENTRAL INDEX KEY: 0001387810
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 17572973
BUSINESS ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P.
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 612-238-3300
MAIL ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT L.P.
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER NAME:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD.
DATE OF NAME CHANGE: 20070125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAYLOR BRIAN
CENTRAL INDEX KEY: 0001387809
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 17572974
MAIL ADDRESS:
STREET 1: C/O PINE RIVER CAPITAL MANAGEMENT
STREET 2: 601 CARLSON PARKWAY, 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pine River Capital Management L.P.
CENTRAL INDEX KEY: 0001288136
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00852
FILM NUMBER: 17572975
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 6122383300
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: 7TH FLOOR
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER NAME:
FORMER CONFORMED NAME: Pine River Capital Management, L.P.
DATE OF NAME CHANGE: 20040512
FORMER NAME:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD
DATE OF NAME CHANGE: 20040422
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2017-02-01
0
0001509470
GSV Capital Corp.
GSVC
0001288136
Pine River Capital Management L.P.
601 CARLSON PARKWAY
7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
0001387809
TAYLOR BRIAN
C/O PINE RIVER CAPITAL MANAGEMENT
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
0001387810
Pine River MASTER FUND LTD.
C/O PINE RIVER CAPITAL MANAGEMENT L.P.
601 CARLSON PARKWAY, 7TH FLOOR
MINNETONKA
MN
55305
0
0
1
0
5.25% Convertible Senior Notes due 2018
2018-09-15
Common Stock
2496870
I
See Footnotes 1 and 2
These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
The 5.25% Convertible Senior Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events.
Pine River Capital Management L.P., By: Brian Taylor, Managing Member
2017-02-03
Pine River Master Fund Ltd., By: Brian Taylor, Director
2017-02-03
Brian Taylor
2017-02-02