-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NqyOmXTaxmiZD4Jvjw6KMjFF57jNMvP2eQdoKugAhJ3akOPvBxBuhJO2ZS1fLlyP lfEe4pU3cEY0bozW0UQLWg== 0001104659-05-051552.txt : 20051101 0001104659-05-051552.hdr.sgml : 20051101 20051101162328 ACCESSION NUMBER: 0001104659-05-051552 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051031 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051101 DATE AS OF CHANGE: 20051101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ARES CAPITAL CORP CENTRAL INDEX KEY: 0001287750 IRS NUMBER: 331089684 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00663 FILM NUMBER: 051170064 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127507300 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 8-K 1 a05-19317_18k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

 

Date of report  (Date of earliest event reported)  October 31, 2005

 

ARES CAPITAL CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

Maryland

 

000-50697

 

33-1089684

(State or Other Jurisdiction of
Incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)

 

780 Third Avenue, 46th Floor, New York, NY

 

10017

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code (212) 750-7300

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 



 

Item 1.01. Entry into a Material Definitive Agreement.

 

On October 31, 2005, Ares Capital Corporation (the “Registrant”) and Ares Capital CP Funding LLC, a single member, special purpose, limited liability company, wholly owned by Ares Capital (“Ares Capital CP”), entered into an amendment with Wachovia Capital Markets, LLC and each of the purchaser agents party to the Registrant’s credit facility that extended the expiration date of the Registrant’s credit facility from November 2, 2005 to November 1, 2006.

 

Item 7.01                     Regulation FD Disclosure.

 

The Registrant issued a press release on November 1, 2005 announcing that it will report third fiscal quarter earnings for the period ended September 30, 2005 on Monday, November 14, 2005 and inviting all interested persons to attend its conference call at 4:00 p.m. (Eastern Time) on Tuesday, November 15, 2005 to discuss its third fiscal quarter financial results.  You can access the conference call by dialing (888) 343-7167 approximately 5-10 minutes prior to the call.  International callers should dial (415) 537-1980.  All callers should reference “Ares Capital Corporation.”  For the convenience of our stockholders, an archived replay of the call will be available through November 25, 2005 by calling (800) 633-8625.  International callers please dial (402) 977-9141.  For all replays, please reference pin # 21267071.

 

A copy of the press release is filed herewith as Exhibit 99.1 and by this reference incorporated herein.

 

Item 9.01                     Financial Statements and Exhibits.

 

(c)                                                                                  Exhibits:

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press Release

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ARES CAPITAL CORPORATION

 

 

 

 

 

 

Date:

November 1, 2005

 

 

 

 

 

 

By:

  /s/ Daniel F. Nguyen

 

 

 

Name: Daniel F. Nguyen

 

 

Title: Chief Financial Officer

 

3



 

EXHIBIT INDEX

 

Exhibit Number

 

Description

 

 

 

99.1

 

Press Release

 

4


EX-99.1 2 a05-19317_1ex99d1.htm EXHIBIT 99

Exhibit 99.1

 

ARES CAPITAL CORPORATION

SCHEDULES THIRD FISCAL QUARTER EARNINGS RELEASE;

CONFERENCE CALL SCHEDULED

 

New York, NY – November 1, 2005 – Ares Capital Corporation (NASDAQ: ARCC) announced today that it will report third fiscal quarter earnings for the period ended September 30, 2005 on Monday, November 14, 2005.

 

Ares Capital Corporation invites all interested persons to attend its conference call at 4:00 p.m. (Eastern Time) on Tuesday, November 15, 2005 to discuss its third fiscal quarter financial results.  You can access the conference call by dialing (888) 343-7167 approximately 5-10 minutes prior to the call.  International callers should dial (415) 537-1980.  All callers should reference “Ares Capital Corporation.”  For the convenience of our stockholders, an archived replay of the call will be available through November 25, 2005 by calling (800) 633-8625.  International callers please dial (402) 977-9141.  For all replays, please reference pin # 21267071.

 

About Ares Capital Corporation

 

Ares Capital Corporation is a closed-end, non-diversified management investment company that is regulated as a business development company under the Investment Company Act of 1940. Its investment objectives are to generate both current income and capital appreciation through debt and equity investments. Ares Capital Corporation invests primarily in first and second lien senior loans and mezzanine debt, which in some cases includes an equity component, and, to a lesser extent, in equity investments in private middle market companies.

 

Forward-Looking Statements

 

Statements included herein may constitute “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995.  These statements are not guarantees of future performance or results and involve a number of risks and uncertainties.  Actual results may differ materially from those in the forward-looking statements as a result of a number of factors, including those described from time to time in our filings with the Securities and Exchange Commission.  The Company undertakes no duty to update any forward-looking statements made herein.

 

CONTACT:  Merritt S. Hooper of Ares Capital Corporation, 310-201-4200

 


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