0001287618-23-000005.txt : 20231030 0001287618-23-000005.hdr.sgml : 20231030 20231027174340 ACCESSION NUMBER: 0001287618-23-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231027 EFFECTIVENESS DATE: 20231030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 231356562 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001287618 XXXXXXXX 09-30-2023 09-30-2023 DUMONT & BLAKE INVESTMENT ADVISORS LLC

731 ALEXANDER ROAD SUITE 301 PRINCETON NJ 08540

13F HOLDINGS REPORT 028-10881 N Stacy Goldstein 609-514-1899 Stacy Goldstein Princeton NJ 10-27-2023 0 191 295651 false INFORMATION TABLE 2 inftable.xml 3M Co COM 88579y101 701 7492 SH SOLE 6806 0 686 AMN Healthcare Services Inc COM 001744101 967 11349 SH SOLE 10974 0 375 AT&T Inc COM 00206R102 179 11904 SH SOLE 11403 0 501 AbbVie Inc COM 00287y109 2599 17439 SH SOLE 16818 0 621 Abbott Laboratories COM 002824100 1186 12241 SH SOLE 11832 0 409 Acco Brands Corp COM 00081T108 160 27828 SH SOLE 26128 0 1700 Air Products & Chemicals Inc COM 009158106 311 1098 SH SOLE 1098 0 0 Alphabet Inc Cl A COM 02079K305 3337 25504 SH SOLE 23634 0 1870 Alphabet Inc Cl C COM 02079K107 3004 22785 SH SOLE 21035 0 1750 Amazon.com Inc COM 023135106 3089 24298 SH SOLE 23273 0 1025 Amgen Inc COM 031162100 2494 9281 SH SOLE 8775 0 506 Analog Devices Inc COM 032654105 238 1357 SH SOLE 1311 0 46 Apple Inc COM 037833100 12440 72658 SH SOLE 69148 0 3510 Archer Daniels Midland Co COM 039483102 385 5100 SH SOLE 4950 0 150 Bank of New York Mellon Corp COM 064058100 297 6973 SH SOLE 6388 0 585 Best Buy Co Inc COM 086516101 209 3010 SH SOLE 2893 0 117 BlackRock Inc COM 09247x101 2391 3698 SH SOLE 3437 0 261 Boeing Co COM 097023105 859 4484 SH SOLE 4339 0 145 Bristol-Myers Squibb Co COM 110122108 335 5777 SH SOLE 5632 0 145 CH Robinson Worldwide Inc COM 12541w209 808 9378 SH SOLE 8623 0 755 CVS Health Corp COM 126650100 954 13661 SH SOLE 12695 0 966 Campbell Soup Co COM 134429109 238 5791 SH SOLE 5731 0 60 Capital One Financial Corp COM 14040h105 1136 11706 SH SOLE 10854 0 852 Carrier Global Corp COM 14448c104 323 5846 SH SOLE 5356 0 490 Caterpillar Inc COM 149123101 987 3614 SH SOLE 3369 0 245 Celanese Corp - Series A COM 150870103 235 1873 SH SOLE 1799 0 74 Charles River Laboratories COM 159864107 880 4488 SH SOLE 4328 0 160 Charles Schwab Corp COM 808513105 614 11184 SH SOLE 10259 0 925 Chevron Corp COM 166764100 1731 10265 SH SOLE 9792 0 473 Cigna Corp COM 125523100 1473 5147 SH SOLE 4843 0 304 Cisco Systems Inc COM 17275R102 2182 40591 SH SOLE 37243 0 3348 Citigroup Inc COM 172967424 333 8095 SH SOLE 7770 0 325 Comcast Corp COM 20030n101 1303 29377 SH SOLE 27017 0 2360 Communication Services Sector COM 81369y852 1676 25554 SH SOLE 24159 0 1395 Community Trust Bancorp Inc COM 204149108 231 6735 SH SOLE 6510 0 225 Competitive Companies Inc COM 204510101 0 700000 SH SOLE 700000 0 0 ConocoPhillips COM 20825c104 1284 10717 SH SOLE 9905 0 812 Consolidated Edison Inc COM 209115104 322 3767 SH SOLE 3652 0 115 Consumer Staples Select Sector COM 81369y308 328 4762 SH SOLE 4762 0 0 Corning Inc COM 219350105 1221 40066 SH SOLE 37320 0 2746 Crown Castle Intl Corp COM 22822v101 523 5688 SH SOLE 5288 0 400 Cummins Inc COM 231021106 315 1379 SH SOLE 1329 0 50 DaVita Inc COM 23918k108 775 8200 SH SOLE 7510 0 690 Darden Restaurants Inc COM 237194105 257 1794 SH SOLE 1744 0 50 Devon Energy Corporation COM 25179m103 1303 27309 SH SOLE 25254 0 2055 Dow Inc COM 260557103 266 5161 SH SOLE 4990 0 171 Eaton Corp PLC COM G29183103 524 2459 SH SOLE 2459 0 0 Energy Select Sector SPDR ETF COM 81369y506 2887 31941 SH SOLE 30649 0 1292 Enterprise Prods Partners LP COM 293792107 219 8001 SH SOLE 8001 0 0 Exxon Mobil Corp COM 30231g102 2287 19449 SH SOLE 18305 0 1144 FactSet Research Systems Inc COM 303075105 331 756 SH SOLE 756 0 0 FedEx Corp COM 31428x106 1364 5147 SH SOLE 4692 0 455 First Trust Dow Jones Internet COM 33733E302 1328 8319 SH SOLE 7681 0 638 Foot Locker Inc COM 344849104 260 14994 SH SOLE 13819 0 1175 General Mills Inc COM 370334104 1236 19310 SH SOLE 18345 0 965 General Motors Co COM 37045v100 764 23178 SH SOLE 21253 0 1925 Gentex Corp COM 371901109 788 24215 SH SOLE 23175 0 1040 Geopharma Inc COM 37250a106 0 40000 SH SOLE 40000 0 0 Global X US Infrastructure Dev COM 37954y673 980 32253 SH SOLE 30213 0 2040 Goldman Sachs Group Inc COM 38141G104 742 2294 SH SOLE 2199 0 95 Hewlett Packard Enterprise COM 42824C109 223 12826 SH SOLE 11841 0 985 Home Depot Inc COM 437076102 304 1005 SH SOLE 984 0 21 Huntsman Corp COM 447011107 759 31102 SH SOLE 28522 0 2580 Illinois Tool Works Inc COM 452308109 1276 5541 SH SOLE 5201 0 340 Industrial Select Sector SPDR COM 81369y704 363 3576 SH SOLE 3476 0 100 Intel Corp COM 458140100 821 23087 SH SOLE 21921 0 1166 International Business Machine COM 459200101 1395 9944 SH SOLE 9219 0 725 Invesco Dynamic Pharmaceutical COM 46137V662 1482 20474 SH SOLE 19214 0 1260 Invesco KBW Bank ETF COM 46138e628 486 12123 SH SOLE 11423 0 700 Invesco S&P 500 Eq Weight Finc COM 46137v340 674 13294 SH SOLE 12429 0 865 Iron Mountain Inc COM 46284v101 1828 30749 SH SOLE 29139 0 1610 JP Morgan Chase & Co COM 46625h100 2766 19076 SH SOLE 18064 0 1012 JetBlue Airways Corp COM 477143101 92 20000 SH SOLE 20000 0 0 Johnson & Johnson COM 478160104 2570 16502 SH SOLE 15542 0 960 L3 Harris Technologies Inc COM 502431109 298 1710 SH SOLE 1710 0 0 Lockheed Martin Corp COM 539830109 256 627 SH SOLE 601 0 26 Lowe's Cos Inc COM 548661107 1528 7354 SH SOLE 6782 0 572 ManpowerGroup Inc COM 56418H100 215 2933 SH SOLE 2807 0 126 Marsh & McLennan Cos Inc COM 571748102 1982 10417 SH SOLE 9762 0 655 Materials Select Sector SPDR E COM 81369y100 2494 31751 SH SOLE 30336 0 1415 McDonald's Corp COM 580135101 484 1837 SH SOLE 1837 0 0 Medtronic PLC COM G5960L103 955 12190 SH SOLE 11320 0 870 Merck & Co Inc COM 58933y105 406 3947 SH SOLE 3780 0 167 MetLife Inc COM 59156r108 2000 31785 SH SOLE 29106 0 2679 Meta Platforms Inc COM 30303m102 1290 4297 SH SOLE 3972 0 325 Microchip Technology Inc COM 595017104 250 3208 SH SOLE 3103 0 105 Microsoft Corp COM 594918104 10438 33056 SH SOLE 30233 0 2823 NXP Semiconductors NV COM N6596X109 792 3962 SH SOLE 3842 0 120 Nike Inc COM 654106103 747 7816 SH SOLE 7131 0 685 Northern Trust Corp COM 665859104 230 3305 SH SOLE 3185 0 120 Nvidia Corp COM 67066g104 582 1338 SH SOLE 1338 0 0 Occidental Petroleum Corp COM 674599105 464 7157 SH SOLE 6664 0 493 Old Republic Intl Corp COM 680223104 1556 57749 SH SOLE 53330 0 4419 Oracle Corp COM 68389X105 1319 12454 SH SOLE 11502 0 952 Otis Worldwide Corp COM 68902v107 650 8098 SH SOLE 7454 0 644 PNC Financial Services Group I COM 693475105 989 8057 SH SOLE 7612 0 445 Paypal Holdings Inc COM 70450y103 498 8515 SH SOLE 7780 0 735 Pepsico Inc COM 713448108 2285 13485 SH SOLE 13215 0 270 Pfizer Inc COM 717081103 565 17047 SH SOLE 16414 0 633 Phillips 66 COM 718546104 235 1957 SH SOLE 1891 0 66 Physicians Realty Trust COM 71943U104 397 32530 SH SOLE 29900 0 2630 Procter & Gamble Co COM 742718109 1833 12568 SH SOLE 11732 0 836 PureFunds ISE Cyber Security E COM 26924G201 662 12821 SH SOLE 11561 0 1260 Qualcomm Inc COM 747525103 874 7870 SH SOLE 7543 0 327 Raytheon Technologies COM 75513e101 1201 16685 SH SOLE 15370 0 1315 Royal Caribbean Cruises COM V7780T103 451 4898 SH SOLE 4618 0 280 Schlumberger Ltd COM 806857108 1246 21375 SH SOLE 19515 0 1860 Seagate Technology PLC COM g7997r103 739 11209 SH SOLE 10353 0 856 Skyworks Solutions Inc COM 83088m102 924 9373 SH SOLE 8718 0 655 Sonoco Products Co COM 835495102 261 4801 SH SOLE 4618 0 183 Stanley Black & Decker Inc COM 854502101 591 7076 SH SOLE 6521 0 555 Starbucks Corp COM 855244109 1017 11142 SH SOLE 10267 0 875 Stryker Corp COM 863667101 1185 4337 SH SOLE 4182 0 155 Synchrony Financial COM 87165b103 1410 46113 SH SOLE 42343 0 3770 Sysco Corp COM 871829107 1128 17073 SH SOLE 16288 0 785 Target Corp COM 87612E106 968 8756 SH SOLE 8181 0 575 Technology Select Sector SPDR COM 81369y803 2520 15370 SH SOLE 14655 0 715 Texas Instruments Inc COM 882508104 1305 8206 SH SOLE 7806 0 400 Thermo Fisher Scientific Inc COM 883556102 1254 2478 SH SOLE 2274 0 204 United Parcel Service Inc COM 911312106 305 1958 SH SOLE 1905 0 53 United Rentals Inc COM 911363109 1860 4183 SH SOLE 3933 0 250 Unum Group COM 91529y106 650 13210 SH SOLE 12323 0 887 Unum Group COM 91529y106 10 200 SH Put SOLE 0 0 200 Utilities Select Sector SPDR E COM 81369y886 681 11556 SH SOLE 10536 0 1020 Valero Energy Corp COM 91913Y100 245 1727 SH SOLE 1615 0 112 VanEck Semiconductor COM 92189f676 852 5873 SH SOLE 5533 0 340 Vanguard Telecommunication Ser COM 92204a884 2307 21936 SH SOLE 20069 0 1867 Vanguard Utilities ETF COM 92204a876 1679 13166 SH SOLE 12189 0 977 Vectors Oil Services ETF COM 92189h607 904 2620 SH SOLE 2440 0 180 Veeco Instruments Inc COM 922417100 350 12450 SH SOLE 11300 0 1150 Verizon Communications Inc COM 92343V104 440 13589 SH SOLE 12529 0 1060 Visa Inc COM 92826c839 1481 6438 SH SOLE 5998 0 440 Vista Gold Corp COM 927926303 13 30000 SH SOLE 30000 0 0 Wal-Mart Stores Inc COM 931142103 2550 15945 SH SOLE 14890 0 1055 Walgreens Boots Alliance Inc COM 931427108 231 10380 SH SOLE 9820 0 560 Walt Disney Co COM 254687106 556 6861 SH SOLE 6381 0 480 Waste Management Inc COM 94106l109 294 1931 SH SOLE 1931 0 0 Wells Fargo & Co COM 949746101 456 11172 SH SOLE 10872 0 300 Whirlpool Corp COM 963320106 800 5985 SH SOLE 5592 0 393 iShares Goldman Sachs Nat Res COM 464287374 487 11714 SH SOLE 11714 0 0 iShares US Aerospace & Defense COM 464288760 1192 11249 SH SOLE 10574 0 675 iShares US Healthcare Provider COM 464288828 833 3385 SH SOLE 3115 0 270 SPDR Portfolio S&P 500 High Di ETF 78468r788 723 20614 SH SOLE 20614 0 0 VanEck Morningstar Wide Moat E ETF 92189f643 651 8581 SH SOLE 8581 0 0 iShares S&P 500 Growth ETF 464287309 3917 57246 SH SOLE 53251 0 3995 iShares S&P 500 Value Index ETF 464287408 1566 10180 SH SOLE 9545 0 635 iShares S&P Midcap 400 Growth ETF 464287606 2285 31637 SH SOLE 29662 0 1975 iShares S&P Midcap 400/BARRA V ETF 464287705 1798 17817 SH SOLE 16782 0 1035 iShares S&P Smallcap 600/BARRA ETF 464287887 4066 37075 SH SOLE 34405 0 2670 BNY Mellon Midcap Index Fund IND 05588m209 2539 92010 SH SOLE 82567 0 9443 BNY Mellon Small Cap Stock Ind IND 09661l401 352 14285 SH SOLE 13697 0 588 Fidelity 500 Index IND 315911750 339 2267 SH SOLE 2247 0 20 Invesco QQQ Trust Series 1 IND 46090E103 13999 39073 SH SOLE 36987 0 2086 Invesco S&P 500 Equal Weight E IND 46137v357 13929 98303 SH SOLE 92712 0 5591 SPDR Dow Jones Industrial Avg IND 78467x109 546 1631 SH SOLE 1534 0 97 SPDR S&P 500 ETF Trust IND 78462F103 26347 61633 SH SOLE 58122 0 3511 SPDR S&P MidCap 400 ETF Trust IND 78467y107 9515 20837 SH SOLE 19752 0 1085 Schwab S&P 500 Index Fund IND 808509855 6493 97762 SH SOLE 88071 0 9690 Schwab Small-Cap Index Fund IND 808509848 2163 74684 SH SOLE 67261 0 7423 Schwab US Mid-Cap Index IND 80850L726 457 8595 SH SOLE 8010 0 586 iShares Russell 2000 Index Fun IND 464287655 5831 32990 SH SOLE 31178 0 1812 iShares Russell Microcap Index IND 464288869 4119 41148 SH SOLE 38490 0 2658 iShares S&P 500 Index Fund IND 464287200 250 582 SH SOLE 582 0 0 iShares S&P Midcap 400 IND 464287507 239 957 SH SOLE 857 0 100 iShares MSCI EAFE Index ETF 464287465 3224 46785 SH SOLE 44007 0 2778 iShares MSCI Mexico Capped Inv ETF 464286822 656 11270 SH SOLE 10490 0 780 Airtech Inlt Group Reg Revoked COM 00950F205 0 350000 SH SOLE 350000 0 0 Amarin Corporation PLC - ADR COM 023111206 21 23000 SH SOLE 23000 0 0 Bristol-Myers Squibb Co COM 110122108 232 4000 SH SOLE 4000 0 0 Chicago Atlantic Real Estate COM 167239102 165 11217 SH SOLE 11217 0 0 Humbl Inc COM 44501q104 0 20000 SH SOLE 20000 0 0 Kona Gold Beverage Inc COM 50049K103 0 10000 SH SOLE 10000 0 0 Tesla Motors Inc COM 88160r101 881 3522 SH SOLE 3462 0 60 SPDR Blackstone Senior Loan ET ETF 78467v608 610 14537 SH SOLE 14537 0 0 iShares IBOXX $ Investment Gra ETF 464287242 250 2449 SH SOLE 2449 0 0 Annaly Capital Management Inc CEF 035710839 657 34934 SH SOLE 31655 0 3279 BNY Mellon High Yield Strategi CEF 09660l105 42 19585 SH SOLE 19585 0 0 Barings Corporate Investors CEF 06759x107 784 49167 SH SOLE 41842 0 7325 BlackRock MuniHoldings CEF 09254X101 103 10181 SH SOLE 10181 0 0 Calamos Convertible & High Inc CEF 12811p108 2674 239618 SH SOLE 221363 0 18255 Calamos Convertible Opp & Inc CEF 128117108 331 31370 SH SOLE 31370 0 0 Fidelity New Markets Income CEF 315910836 552 48974 SH SOLE 43146 0 5829 Invesco CEF Income Composite CEF 46138E404 2394 139971 SH SOLE 128024 0 11947 SPDR Barclays Short-Term High CEF 78468r408 2037 83285 SH SOLE 76358 0 6927 iShares IBOXX H/Y Corp Bond CEF 464288513 208 2816 SH SOLE 2816 0 0 iShares S&P Preferred Stock In CEF 464288687 2656 88108 SH SOLE 81391 0 6717 Alerian MLP ETF ETF 00162q452 643 15245 SH SOLE 13021 0 2224 SPDR S&P Dividend ETF ETF 78464a763 3072 26709 SH SOLE 24526 0 2183 SPDR S&P Intl Dividend ETF ETF 78463x772 774 23528 SH SOLE 19827 0 3701 Vanguard High Dividend Yield E ETF 921946406 4874 47174 SH SOLE 42462 0 4712 iShares DJ Select Dividend Ind ETF 464287168 7409 68829 SH SOLE 62097 0 6732