0000899243-17-025694.txt : 20171108
0000899243-17-025694.hdr.sgml : 20171108
20171108210047
ACCESSION NUMBER: 0000899243-17-025694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171106
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: IRVINE DIANE M
CENTRAL INDEX KEY: 0001287611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38274
FILM NUMBER: 171188043
MAIL ADDRESS:
STREET 1: 705 FIFTH AVE S STE 900
CITY: SEATTLE
STATE: WA
ZIP: 98104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Funko, Inc.
CENTRAL INDEX KEY: 0001704711
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
BUSINESS PHONE: 425-783-3616
MAIL ADDRESS:
STREET 1: 2802 WETMORE AVE
CITY: EVERETT
STATE: WA
ZIP: 98201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-06
0
0001704711
Funko, Inc.
FNKO
0001287611
IRVINE DIANE M
C/O FUNKO, INC.
2802 WETMORE AVENUE
EVERETT
WA
98201
1
0
0
0
Class A Common Stock
2017-11-06
4
P
0
800
12.00
A
800
D
Option to Purchase Class A Common Stock
12.00
2017-11-06
4
A
0
43000
0.00
A
2027-10-31
Class A Common Stock
43000
43000
D
The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017.
The Option will vest and become exercisable in eight (8) equal quarterly installments on the last business day of each calendar quarter following the Pricing Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.
/s/ Tracy Daw, as Attorney-in-Fact for Diane M. Irvine
2017-11-08