0000899243-17-025694.txt : 20171108 0000899243-17-025694.hdr.sgml : 20171108 20171108210047 ACCESSION NUMBER: 0000899243-17-025694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171106 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IRVINE DIANE M CENTRAL INDEX KEY: 0001287611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38274 FILM NUMBER: 171188043 MAIL ADDRESS: STREET 1: 705 FIFTH AVE S STE 900 CITY: SEATTLE STATE: WA ZIP: 98104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Funko, Inc. CENTRAL INDEX KEY: 0001704711 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 BUSINESS PHONE: 425-783-3616 MAIL ADDRESS: STREET 1: 2802 WETMORE AVE CITY: EVERETT STATE: WA ZIP: 98201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-06 0 0001704711 Funko, Inc. FNKO 0001287611 IRVINE DIANE M C/O FUNKO, INC. 2802 WETMORE AVENUE EVERETT WA 98201 1 0 0 0 Class A Common Stock 2017-11-06 4 P 0 800 12.00 A 800 D Option to Purchase Class A Common Stock 12.00 2017-11-06 4 A 0 43000 0.00 A 2027-10-31 Class A Common Stock 43000 43000 D The Option was granted effective November 1, 2017 (the "Pricing Date"), subject to the closing of the Issuer's initial public offering, which occurred on November 6, 2017. The Option will vest and become exercisable in eight (8) equal quarterly installments on the last business day of each calendar quarter following the Pricing Date, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. /s/ Tracy Daw, as Attorney-in-Fact for Diane M. Irvine 2017-11-08