0001567619-23-003320.txt : 20230217 0001567619-23-003320.hdr.sgml : 20230217 20230217171645 ACCESSION NUMBER: 0001567619-23-003320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230215 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCormick Robert L CENTRAL INDEX KEY: 0001489528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 23644050 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 4 1 doc1.xml FORM 4 X0306 4 2023-02-15 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489528 McCormick Robert L C/O DOUGLAS DYNAMICS, INC. 11270 W. PARK PLACE, SUITE 300 MILWAUKEE WI 53224 0 1 0 0 President and CEO Common Stock 2023-02-15 4 A 0 21388 0 A 59557 D Common Stock 2023-02-15 4 A 0 5890 0 A 65447 D Common Stock 121034 I By Robert L. McCormick Revocable Trust Common Stock 3492.9211 I By 401(k) Plan Includes 21,388 shares that will vest in three annual installments beginning on March 6, 2024. Represents performance shares earned based on the achievement of performance targets for the period beginning January 1, 2020 and ending on December 31, 2022. /s/ Jon J. Sisulak, Attorney-in-Fact for Robert L. McCormick 2023-02-17