0001140361-18-012457.txt : 20180307
0001140361-18-012457.hdr.sgml : 20180307
20180307160752
ACCESSION NUMBER: 0001140361-18-012457
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180307
DATE AS OF CHANGE: 20180307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEJANA ANDREW
CENTRAL INDEX KEY: 0001732088
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 18673430
MAIL ADDRESS:
STREET 1: C/O DOUGLAS DYNAMICS, INC.
STREET 2: 777 NORTH 73RD STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
doc1.xml
FORM 4
X0306
4
2018-03-06
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001732088
DEJANA ANDREW
C/O DOUGLAS DYNAMICS, INC.
7777 NORTH 73RD STREET
MILWAUKEE
WI
53223
0
1
0
0
* See Remarks below
Common Stock
2018-03-06
4
A
0
3500
0
A
5906
D
Common Stock
2018-03-06
4
S
0
741
43.4855
D
5165
D
Includes 2,332 shares that will vest in two equal annual installments beginning on March 6, 2019.
The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
* President, Dejana Truck & Utility Equipment Company
/s/ Jon J. Sisulak, Attorney-in-Fact for Andrew Dejana
2018-03-07