0001140361-18-001220.txt : 20180108
0001140361-18-001220.hdr.sgml : 20180108
20180108160603
ACCESSION NUMBER: 0001140361-18-001220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180105
FILED AS OF DATE: 20180108
DATE AS OF CHANGE: 20180108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McCormick Robert L
CENTRAL INDEX KEY: 0001489528
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34728
FILM NUMBER: 18516505
MAIL ADDRESS:
STREET 1: C/O DOUGLAS DYNAMICS, INC.
STREET 2: 7777 NORTH 73RD STREET
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC
CENTRAL INDEX KEY: 0001287213
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 134275891
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
BUSINESS PHONE: 414-362-3940
MAIL ADDRESS:
STREET 1: 7777 NORTH 73RD ST
CITY: MILWAUKEE
STATE: WI
ZIP: 53233
FORMER COMPANY:
FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC
DATE OF NAME CHANGE: 20040415
4
1
doc1.xml
FORM 4
X0306
4
2018-01-05
0
0001287213
DOUGLAS DYNAMICS, INC
PLOW
0001489528
McCormick Robert L
C/O DOUGLAS DYNAMICS, INC.
7777 NORTH 73RD STREET
MILWAUKEE
WI
53223
0
1
0
0
Executive VP and COO
Common Stock
2018-01-05
4
S
0
15000
40.075
D
116263
D
Common Stock
3028.0697
I
By 401(k) Plan
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price in Column 4 is a weighted average price. The prices actually received ranged from $40.00 to $40.275. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
/s/ Jon J. Sisulak, Attorney-in-Fact for Robert L. McCormick
2018-01-08