0001140361-16-056351.txt : 20160303 0001140361-16-056351.hdr.sgml : 20160303 20160303165300 ACCESSION NUMBER: 0001140361-16-056351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 7777 NORTH 73RD ST CITY: MILWAUKEE STATE: WI ZIP: 53233 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janik James L CENTRAL INDEX KEY: 0001489527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 161481988 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 4 1 doc1.xml FORM 4 X0306 4 2016-03-01 0 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489527 Janik James L C/O DOUGLAS DYNAMICS, INC. 7777 NORTH 73RD STREET MILWAUKEE WI 53223 1 1 0 0 Chairman, President and CEO Common Stock 2016-03-01 4 A 0 41095 0 A 324090 D Common Stock 7383.7604 I By 401(k) Plan Includes 14,598 shares that will vest in three equal annual installments and 17,664 shares that will vest in two equal annual installments, in each case beginning on March 6, 2017. /s/ Jon J. Sisulak, Attorney-in-Fact for James L. Janik 2016-03-03