0000897069-23-000429.txt : 20230510 0000897069-23-000429.hdr.sgml : 20230510 20230510165000 ACCESSION NUMBER: 0000897069-23-000429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230508 FILED AS OF DATE: 20230510 DATE AS OF CHANGE: 20230510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Janik James L CENTRAL INDEX KEY: 0001489527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34728 FILM NUMBER: 23907349 MAIL ADDRESS: STREET 1: C/O DOUGLAS DYNAMICS, INC. STREET 2: 7777 NORTH 73RD STREET CITY: MILWAUKEE STATE: WI ZIP: 53233 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOUGLAS DYNAMICS, INC CENTRAL INDEX KEY: 0001287213 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 134275891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 414-362-3940 MAIL ADDRESS: STREET 1: 11270 W. PARK PLACE SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53224 FORMER COMPANY: FORMER CONFORMED NAME: DOUGLAS DYNAMICS HOLDINGS INC DATE OF NAME CHANGE: 20040415 4 1 form4.xml X0407 4 2023-05-08 0001287213 DOUGLAS DYNAMICS, INC PLOW 0001489527 Janik James L C/O DOUGLAS DYNAMICS, INC. 11270 W. PARK PLACE, SUITE 300 MILWAUKEE WI 53224 true false Common Stock 2023-05-08 4 P 0 506 26.9217 A 111368 I James L. and Susan S. Janik Revocable Trust Common Stock 2023-05-09 4 P 0 2565 26.99 A 113933 I James L. and Susan S. Janik Revocable Trust Common Stock 2023-05-10 4 P 0 6929 26.99 A 120862 I James L. and Susan S. Janik Revocable Trust Common Stock 9880 D The price in Column 4 is a weighted average price. The prices actually received ranged from $26.905 to $26.930. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The amount of securities beneficially owned following the reported transaction reflects the reporting person's indirect ownership of the reported number of shares through the James L. and Susan S. Janik Revocable Trust, as well as a reconciling adjustment of one share and a fraction. The shares held through the trust were transferred from direct ownership by the reporting person to the trust in exempt transactions. /s/ Jon J. Sisulak, Attorney-in-Fact for James L. Janik 2023-05-10