Xerium Technologies, Inc.
|
(Name of Issuer)
|
Common Stock, $0.001 par value per share
|
(Title of class of securities)
|
98416J118
|
(CUSIP number)
|
|
(Name, address and telephone number of person authorized to receive notices and communications)
|
September 25, 2017
|
(Date of event which requires filing of this statement)
|
CUSIP No. 8416J118
|
13D/A
|
Page 2
|
1
|
NAME OF REPORTING PERSONS
AS INVESTORS, LLC (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,382,603 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,382,603 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,382,603 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.46% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
CUSIP No. 8416J118
|
13D/A
|
Page 3
|
1
|
NAME OF REPORTING PERSONS
AMERICAN SECURITIES PARTNERS V, L.P. (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,382,603 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,382,603 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,382,603 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.46% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
CUSIP No. 8416J118
|
13D/A
|
Page 4
|
1
|
NAME OF REPORTING PERSONS
AMERICAN SECURITIES PARTNERS V(B), L.P. (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,382,603 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,382,603 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,382,603 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.46% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
CUSIP No. 8416J118
|
13D/A
|
Page 5
|
1
|
NAME OF REPORTING PERSONS
AMERICAN SECURITIES PARTNERS V(C), L.P. (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,382,603 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,382,603 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,382,603 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.46% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
CUSIP No. 8416J118
|
13D/A
|
Page 6
|
1
|
NAME OF REPORTING PERSONS
AMERICAN SECURITIES ASSOCIATES V, LLC (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,382,603 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,382,603 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,382,603 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.46% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
CUSIP No. 8416J118
|
13D/A
|
Page 7
|
1
|
NAME OF REPORTING PERSONS
AMERICAN SECURITIES LLC (See Item 2)
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) T
(b) ☐
|
||||
3
|
SEC USE ONLY
|
||||
4
|
SOURCE OF FUNDS (See Instructions)
N/A
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
☐
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0 (See Item 5)
|
|||
8
|
SHARED VOTING POWER
1,395,532 (See Item 5)
|
||||
9
|
SOLE DISPOSITIVE POWER
0 (See Item 5)
|
||||
10
|
SHARED DISPOSITIVE POWER
1,395,532 (See Item 5)
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,395,532 (See Item 5)
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.54% (See Item 5)
|
||||
14
|
TYPE OF REPORTING PERSON (See Instructions)
IA
|
CUSIP No. 8416J118
|
13D/A
|
Page 8
|
Item 1. |
Security and Issuer
|
Item 4. |
Purpose of Transaction
|
Item 5. |
Interest in Securities of the Issuer
|
AS INVESTORS, LLC
|
||
By
|
/s/ Marc Saiontz
|
|
Name:
|
Marc Saiontz
|
|
Title:
|
Vice President
|
|
Date:
|
September 27, 2017
|
|
AMERICAN SECURITIES PARTNERS V, L.P.
|
||
By: American Securities Associates V, LLC, its general partner
|
||
By
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
September 27, 2017
|
|
AMERICAN SECURITIES PARTNERS V(B), L.P.
|
||
By: American Securities Associates V, LLC, its general partner
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
September 27, 2017
|
|
AMERICAN SECURITIES PARTNERS V(C), L.P.
|
||
By: American Securities Associates V, LLC, its general partner
|
||
By:
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
September 27, 2017
|
|
AMERICAN SECURITIES ASSOCIATES V, LLC
|
||
By
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
Managing Member
|
|
Date:
|
September 27, 2017
|
|
AMERICAN SECURITIES LLC
|
||
By
|
/s/ Michael G. Fisch
|
|
Name:
|
Michael G. Fisch
|
|
Title:
|
President and Chief Executive Officer
|
|
Date:
|
September 27, 2017
|