0001171843-20-006023.txt : 20200820 0001171843-20-006023.hdr.sgml : 20200820 20200820160117 ACCESSION NUMBER: 0001171843-20-006023 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200323 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 201120037 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4/A 1 ownership.xml X0306 4/A 2020-03-23 2020-03-25 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 1 1 1 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2020-03-23 4 P 0 1002662 4.1348 A 68481029.010 D COMMON STOCK 2020-03-23 4 P 0 700 4.1457 A 68481729.010 D COMMON STOCK 2020-03-23 4 P 0 265 4.1462 A 68481994.010 D COMMON STOCK 2020-03-23 4 P 0 650 4.1559 A 68482644.010 D COMMON STOCK 2020-03-23 4 P 0 4700 4.1949 A 68487344.010 D COMMON STOCK 2020-03-23 4 P 0 10200 4.2041 A 68497544.010 D COMMON STOCK 2020-03-23 4 P 0 4400 4.2552 A 68501944.010 D COMMON STOCK 2020-03-23 4 P 0 17000 4.2579 A 68518944.010 D COMMON STOCK 2020-03-23 4 P 0 1400 4.3100 A 68520344.010 D COMMON STOCK 194675.486 I By Spouse This Form 4/A, restates the Form 4 originally filed on March 25, 2020 and supersedes the Form 4/A filed on April 6, 2020. It is being filed to add back the description of a purchase that was erroneously removed via the Form 4/A filed on April 6, 2020. /s/ John F. Barry III 2020-08-20