0001171843-20-002404.txt : 20200406
0001171843-20-002404.hdr.sgml : 20200406
20200406160150
ACCESSION NUMBER: 0001171843-20-002404
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200323
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 20777018
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 42TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4/A
1
ownership.xml
X0306
4/A
2020-03-23
2020-03-25
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH ST, 42ND FLOOR
NEW YORK
NY
10016
1
1
1
0
CHIEF EXECUTIVE OFFICER
COMMON STOCK
2020-03-23
4
P
0
1002662
4.1348
A
68481029.010
D
COMMON STOCK
2020-03-23
4
P
0
700
4.1457
A
68481729.010
D
COMMON STOCK
2020-03-23
4
P
0
265
4.1462
A
68481994.010
D
COMMON STOCK
2020-03-23
4
P
0
650
4.1559
A
68482644.010
D
COMMON STOCK
2020-03-23
4
P
0
10200
4.2041
A
68492844.010
D
COMMON STOCK
2020-03-23
4
P
0
4400
4.2552
A
68497244.010
D
COMMON STOCK
2020-03-23
4
P
0
17000
4.2579
A
68514244.010
D
COMMON STOCK
2020-03-23
4
P
0
1400
4.3100
A
68515644.010
D
COMMON STOCK
194675.486
I
By Spouse
This Form 4/A, which amends and restates the Form 4 originally filed on March 25, 2020, is being filed to remove a description of a purchase that did not occur.
/s/ John F. Barry III
2020-04-06