0001171843-18-007890.txt : 20181113 0001171843-18-007890.hdr.sgml : 20181113 20181113160247 ACCESSION NUMBER: 0001171843-18-007890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Dask Kristin Lea CENTRAL INDEX KEY: 0001737386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 181177872 MAIL ADDRESS: STREET 1: 10 EAST 40TH ST CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 4 1 ownership.xml X0306 4 2018-11-08 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001737386 Van Dask Kristin Lea 10 EAST 40TH ST, 42ND FLOOR NEW YORK NY 10016 0 1 0 0 CFO, TREASURER, SECRETARY, CCO COMMON STOCK 2018-11-08 4 P 0 2500 6.9985 A 30000 D Kristin L. Van Dask 2018-11-13