0001171843-17-007838.txt : 20171222
0001171843-17-007838.hdr.sgml : 20171222
20171222160205
ACCESSION NUMBER: 0001171843-17-007838
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171220
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barry John F
CENTRAL INDEX KEY: 0001294357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00659
FILM NUMBER: 171272714
MAIL ADDRESS:
STREET 1: C/O PROSPECT ENERGY CORPORATION
STREET 2: 10 EAST 40TH STREET, 42TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP
CENTRAL INDEX KEY: 0001287032
IRS NUMBER: 432048643
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212-448-0702
MAIL ADDRESS:
STREET 1: 10 EAST 40TH STREET 44TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT ENERGY CORP
DATE OF NAME CHANGE: 20040623
FORMER COMPANY:
FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP
DATE OF NAME CHANGE: 20040414
4
1
formfour.xml
FORM 4
X0306
4
2017-12-20
0
0001287032
PROSPECT CAPITAL CORP
PSEC
0001294357
Barry John F
10 EAST 40TH ST, 42ND FLOOR
NEW YORK
NY
10016
1
1
1
0
CHIEF EXECUTIVE OFFICER
COMMON STOCK
2017-12-20
4
P
0
8221
6.9439
A
30431274.791
D
COMMON STOCK
2017-12-20
4
P
0
171841
6.9584
A
30603115.791
D
COMMON STOCK
151194
I
By Spouse
/s/ John F. Barry III
2017-12-22