0001102624-15-001858.txt : 20151228 0001102624-15-001858.hdr.sgml : 20151225 20151228080022 ACCESSION NUMBER: 0001102624-15-001858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151223 FILED AS OF DATE: 20151228 DATE AS OF CHANGE: 20151228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0830 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 151307963 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-23 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 1 1 0 0 CHIEF EXECUTIVE OFFICER COMMON STOCK 2015-12-23 4 P 0 33019 6.992 A 10939718.7 D COMMON STOCK 2015-12-23 4 P 0 390663 7.079 A 11330381.7 D COMMON STOCK 2015-12-23 4 P 0 108456 7.132 A 11438837.7 D COMMON STOCK 2015-12-23 4 P 0 193010 7.197 A 11631847.7 D COMMON STOCK 2015-12-23 4 P 0 146323 7.223 A 11778170.7 D COMMON STOCK 2015-12-23 4 P 0 121603 7.246 A 11899773.7 D COMMON STOCK 2015-12-23 4 P 0 35850 7.269 A 11935623.7 D /s/ John F Barry 2015-12-28