0001102624-15-001830.txt : 20151218 0001102624-15-001830.hdr.sgml : 20151218 20151218173026 ACCESSION NUMBER: 0001102624-15-001830 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0830 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barry John F CENTRAL INDEX KEY: 0001294357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 151297714 MAIL ADDRESS: STREET 1: C/O PROSPECT ENERGY CORPORATION STREET 2: 10 EAST 40TH STREET, 42TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-16 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001294357 Barry John F PROSPECT CAPITAL CORPORATION 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 1 1 0 0 Chief Executive Officer Common Stock 2015-12-16 4 P 0 100000 6.632 A 6850699.7 D Common Stock 2015-12-16 4 P 0 153500 6.599 A 7004199.7 D Common Stock 2015-12-16 4 P 0 153000 6.586 A 7157199.7 D Common Stock 2015-12-16 4 P 0 154000 6.609 A 7311199.7 D /s/ John F Barry 2015-12-18