0001102624-15-001660.txt : 20151113 0001102624-15-001660.hdr.sgml : 20151113 20151113070023 ACCESSION NUMBER: 0001102624-15-001660 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151111 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT CAPITAL CORP CENTRAL INDEX KEY: 0001287032 IRS NUMBER: 432048643 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-448-0702 MAIL ADDRESS: STREET 1: 10 EAST 40TH STREET 44TH FL CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT ENERGY CORP DATE OF NAME CHANGE: 20040623 FORMER COMPANY: FORMER CONFORMED NAME: PROSPECT STREET ENERGY CORP DATE OF NAME CHANGE: 20040414 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stark Eugene S CENTRAL INDEX KEY: 0001315319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00659 FILM NUMBER: 151226882 MAIL ADDRESS: STREET 1: GENERAL AMERICAN INVESTORS COMPANY, INC. STREET 2: 100 PARK AVENUE - 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-11-11 0 0001287032 PROSPECT CAPITAL CORP PSEC 0001315319 Stark Eugene S PROSPECT CAPITAL CORPORATION 10 EAST 40TH STREET, 42ND FLOOR NEW YORK NY 10016 1 0 0 0 COMMON STOCK 2015-11-11 4 P 0 1000 7.3 A 30000.345 D /s/ Eugene Stark 2015-11-12